CITIC Securities Co., Ltd. Report on the 2025 Regular On-site Inspection of Adit (Qinhuangdao) Technology Co., Ltd.
Sponsor Name: CITIC Securities Co., Ltd. Sponsored Company Abbreviation: Adit Sponsor Representative Name: Zhang Tie Contact Number: 021-68801592 Sponsor Representative Name: Zhou Junfeng Contact Number: 010-86451688 On-site Inspection Personnel Name: Zhou Junfeng On-site Inspection Period: 2025 On-site Inspection Date: April 27, 2026
I. On-site Inspection Items
(I) Company Governance
| On-site Inspection Item | Yes | No | Not Applicable |
|---|---|---|---|
| On-site inspection methods (including but not limited to Article 33 of the "Shenzhen Stock Exchange Listed Company Self-Regulatory Supervision Guidelines No. 13 - Sponsorship Business"): | |||
| 1. Are the company's articles of association and corporate governance system complete and compliant? | √ | ||
| 2. Are the company's articles of association and rules for shareholders' meetings and board of directors effectively implemented? | √ | ||
| 3. Are the minutes of shareholders' meetings and board of directors' meetings complete, with all elements such as time, place, attendees, and meeting content, and are the meeting materials preserved completely? | |||
| 4. Are the resolutions of shareholders' meetings and board of directors' meetings signed and confirmed by the relevant attendees? | √ | ||
| 5. Do the company's directors and senior management fulfill their duties in accordance with relevant laws, regulations, and the Stock Exchange's relevant business rules? | √ | ||
| 6. If there are major changes in the company's directors or senior management, have the corresponding procedures and information disclosure obligations been fulfilled? | √ | ||
| 7. If there are changes in the company's controlling shareholder or actual controller, have the corresponding procedures and information disclosure obligations been fulfilled? | √ | ||
| 8. Are the company's personnel, assets, finances, organization, and business independent? | √ | ||
| 9. Is there no horizontal competition between the company and its controlling shareholder and actual controller? | √ |
(II) Internal Control