301345SZSE

Zhejiang Zhaoshang Securities Co., Ltd. on Zhejiang Taotao Vehicle Co., Ltd. 2025 Annual Continuous Supervision Tracking Report

✨ AI Summary

This report outlines the continuous supervision activities conducted by Zhejiang Zhaoshang Securities for Zhejiang Taotao Vehicle in 2025. Key activities included reviewing information disclosures, monitoring fund usage, and ensuring compliance with governance practices. No significant issues were reported, and all commitments by the company and its shareholders were fulfilled.

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Full Translation

AI Translation· azure_openai

Overview of Sponsorship Work

Project Work Content

  1. Company Information Disclosure Review
    (1) Timely review of company information disclosure documents: Yes
    (2) Number of instances of untimely review of company information disclosure documents: 0

  2. Supervision of the establishment and effective implementation of regulations
    (1) Supervised the company in establishing and improving regulations (including but not limited to preventing related parties from occupying company resources, fundraising management, internal control, internal audit, and related transaction regulations): Yes
    (2) Company effectively implemented relevant regulations: Yes

  3. Fundraising Supervision
    (1) Number of inquiries into the company's fundraising special account: The sponsor checks the company's fundraising special account usage monthly and retrieves bank statements quarterly.
    (2) Progress of company fundraising projects consistent with information disclosure documents: Yes

  4. Company Governance Supervision
    (1) Number of shareholder meetings attended: Attended 1 time, reviewed meeting documents.
    (2) Number of board meetings attended: Attended 1 time, reviewed meeting documents.

  5. On-site Inspection
    (1) Number of on-site inspections: 1 time
    (2) Was the on-site inspection report submitted in accordance with the exchange's regulations: Yes
    (3) Main issues found during the on-site inspection and rectification status: None

  6. Issuance of Special Opinions
    (1) Number of special opinions issued: 9 times
    (2) Issues and conclusions related to non-consent opinions: Not applicable

  7. Reporting to the Exchange (excluding on-site inspection reports)
    (1) Number of reports to the exchange: 0 times
    (2) Main content of reported matters: Not applicable
    (3) Progress or rectification status of reported matters: Not applicable

  8. Fulfillment of Attention Responsibilities
    (1) Are there any matters requiring attention: No
    (2) Main content of attention matters: Not applicable
    (3) Progress or rectification status of attention matters: Not applicable

  9. Compliance of sponsorship business work papers and records: Yes

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