Zheshang Securities Co., Ltd. Issuance Sponsorship Report for Luoyang Xinqianglian Slewing Bearing Co., Ltd.'s 2025 Private Placement of Shares (Registration Draft)

Statement

As the sponsor and lead underwriter for Luoyang Xinqianglian Slewing Bearing Co., Ltd. (hereinafter referred to as "Xinqianglian" or "the Company")'s private placement of shares, Zheshang Securities Co., Ltd. (hereinafter referred to as "this Sponsor" or "Zheshang Securities"), and its designated sponsors, have, in accordance with the "Company Law of the People's Republic of China" (hereinafter referred to as the "Company Law"), the "Securities Law of the People's Republic of China" (hereinafter referred to as the "Securities Law"), the "Administrative Measures for the Registration of Issuance of Securities by Listed Companies" (hereinafter referred to as the "Registration Measures"), and other relevant laws, regulations, and the China Securities Regulatory Commission (hereinafter referred to as the "CSRC") and the Shenzhen Stock Exchange (hereinafter referred to as the "SZSE") regulations, honestly and diligently, and in strict accordance with the legally formulated business rules, industry practices, and ethical standards, issued this Issuance Sponsorship Report, and guarantee that the information provided is true, accurate, and complete.

Unless otherwise specified, all abbreviations used in this Issuance Sponsorship Report have the same meaning as in the Prospectus.

Table of Contents

Statement

Table of Contents

1

2

I. Basic Information on the Current Securities Issuance

3

II. Sponsor's Commitment Matters

11

III. Matters for Verification as Required by the "Opinions on Strengthening the Prevention and Control of Integrity Risks in Securities Companies Engaging Third Parties in Investment Banking Business"

12

IV. Sponsor's Recommendation Opinion on the Company's Current Securities Issuance

13

V. The Current Securities Issuance Meets the Conditions Stipulated by Laws and Regulations

14

VI. Major Risks Faced by the Company

22

VII. Sponsor's Evaluation of the Company's Development Prospects

25

VIII. Sponsor's Conclusion on the Recommendation for the Company's Current Securities Issuance

26

I. Basic Information on the Current Securities Issuance

(I) Designated Sponsors and Sponsorship Business Performance

1. Zhou Boxiang: Business Director of Zheshang Securities Investment Banking Headquarters, Sponsor Representative, Certified Public Accountant, Legal Professional Qualification, Master of Science. He has worked in auditing at accounting firms and engaged in investment banking since 2015. He was primarily responsible for or participated in the IPO projects of Xinqianglian (300850), Shuyu Pingmin (301017), and Fuling Shares (001356); the private placement project of Sinopec Energy (600803); the convertible bond issuance projects of Binhua Shares (601678) and Xinqianglian (300850); and major asset restructuring projects of Xinqianglian (300850), Yushun Technology (002289), Sinopec Energy (600803), Hubei Technology (300490), Zhongyuan Union (600645), and Aoyuan Beauty Valley (000615); and the corporate bond project of Sinopec Energy (600803), etc. During his sponsorship business practice, he strictly complied with the "Administrative Measures for the Issuance and Listing of Securities Investment Banking Business" and other relevant regulations, and his performance record is good.

2. Zhang Xuemei: Deputy General Manager of Zheshang Securities Investment Banking Headquarters, Sponsor Representative, Legal Professional Qualification, Master of Economics. She began her investment banking career in 2018 and has participated in IPO projects for Ruirui Biotechnology (300942) and Shuangle Shares (301036); participated in refinancing projects such as the private placement of convertible corporate bonds by Shuangle Shares (301036) and Ruirui Biotechnology (300942); and participated in major asset restructuring projects for Junzheng Group (601216), the issuance of shares to purchase assets for Bohui Innovation (300318), and major asset restructuring for Shuyu Pingmin (301017). During her sponsorship business practice, she strictly complied with the "Administrative Measures for the Issuance and Listing of Securities Investment Banking Business" and other relevant regulations, and her performance record is good.

(II) Project Coordinators and Other Project Team Members

1. Project Coordinator:

The project coordinator for this issuance is Cheng Qian, whose professional performance is as follows: