Chapter 1 General Provisions
Article 1 To further strengthen communication between Caobas Ecological Environment (Group) Co., Ltd. (hereinafter referred to as the "Company") and its investors and potential investors (hereinafter referred to as "investors"), to promote investors' understanding of the Company, further improve the corporate governance structure, and maximize the Company's value and shareholder interests, this System is formulated in accordance with the "Company Law of the People's Republic of China," the "Securities Law of the People's Republic of China," the "Work Guide for Investor Relations Management of Listed Companies," the "Shenzhen Stock Exchange GEM Stock Listing Rules," the "Shenzhen Stock Exchange GEM Listed Company Self-Regulatory Guidelines No. 2 - Norms for the Operation of GEM Listed Companies," and other relevant laws, regulations, normative documents, and the "Articles of Association," as well as the Company's actual situation.
Article 2 Investor relations management refers to the activities undertaken by the Company to strengthen communication with investors through facilitating the exercise of shareholder rights, information disclosure, interactive communication, and handling of appeals, thereby enhancing investors' understanding and recognition of the Company, improving the Company's governance level and overall corporate value, and achieving the objectives of respecting investors, rewarding investors, and protecting investors.
Article 3 The basic principles of the Company's investor relations management are: (1) Principle of Compliance. The Company's investor relations management shall be carried out on the basis of fulfilling information disclosure obligations in accordance with laws, regulations, rules, normative documents, industry norms, self-regulatory rules, and the Company's internal rules and regulations, as well as generally accepted ethical norms and codes of conduct in the industry. (2) Principle of Equality. The Company shall treat all investors equally in its investor relations management activities, especially by creating opportunities and providing convenience for small and medium-sized investors to participate in activities. (3) Principle of Proactiveness. The Company shall proactively carry out investor relations management activities, listen to investors' opinions and suggestions, and respond to investors' demands in a timely manner. (4) Principle of Integrity and Good Faith. In investor relations management activities, the Company shall emphasize integrity, adhere to the bottom line, operate in a standardized manner, assume responsibility, and foster a healthy and good market ecosystem.
Article 4 When conducting investor relations activities, the Company shall pay attention to the confidentiality of non-public information and internal information, and avoid and prevent the leakage of such information and related insider trading.
Chapter 2 Investor Relations Management Department and Responsibilities
Article 5 The Company's Secretary of the Board of Directors shall be the person in charge of the Company's investor relations management, and the Company's Board of Directors' Office shall be the functional department for investor relations management, responsible for the daily management of the Company's investor relations. Unless explicitly authorized and trained, other directors, senior management personnel, and employees of the Company shall not speak on behalf of the Company in investor relations activities.