Statement
CITIC Securities Company Limited (hereinafter referred to as "CITIC Securities" or "Sponsor") has been engaged by Beijing Hiconics Eco-Energy Technology Co., Ltd. (hereinafter referred to as "Hiconics", "Issuer" or "Company") to act as the sponsor for its 2026 issuance of A-shares to specific targets.
CITIC Securities and its designated sponsors, in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, the Administrative Measures for the Registration of Securities Issuance by Listed Companies, the Administrative Measures for the Sponsorship of Securities Issuance and Listing, and other relevant laws, regulations, and provisions of the China Securities Regulatory Commission (hereinafter "CSRC") and the Shenzhen Stock Exchange (hereinafter "SZSE"), hereby act with honesty, integrity, and due diligence. We have issued this sponsorship letter in strict accordance with legally formulated business rules, industry practice standards, and ethical codes, and guarantee the authenticity, accuracy, and completeness of the documents provided. Should the documents prepared and issued by the Sponsor for this issuance contain false records, misleading statements, or major omissions, causing losses to investors, the Sponsor shall compensate investors for such losses in accordance with the law.
In this sponsorship letter, unless the context otherwise requires, terms used herein have the same meanings as those defined in the "Beijing Hiconics Eco-Energy Technology Co., Ltd. 2026 A-Share Issuance to Specific Targets Prospectus (Declaration Draft)".
Section 1: Basic Information on the Securities Issuance
I. Name of the Sponsor
CITIC Securities Company Limited.
II. Designated Sponsors Responsible for this Recommendation
Pan Yunfei: Sponsor representative, non-practicing certified public accountant. Previously responsible for or participated in projects including: Yanyan Metal Composite Materials (Beijing) Co., Ltd. STAR Market IPO, Shaanxi Huada Technology Co., Ltd. ChiNext IPO, Yaxiang System Integration Technology (Suzhou) Co., Ltd. Main Board IPO, Shenyang Machine Tool Co., Ltd. private placement, Qinghai Huzhu Tianyoude Highland Barley Spirit Co., Ltd. private placement, Beijing Kerui Group Co., Ltd. rights issue, Huaren Pharmaceutical Co., Ltd. rights issue, and the Shenyang Machine Tool Co., Ltd. restructuring project. He strictly adheres to the Administrative Measures for the Sponsorship of Securities Issuance and Listing during his practice and maintains a good professional record.
Ou Shun: Sponsor representative, non-practicing certified public accountant, holds a lawyer's qualification. Previously responsible for or participated in projects including: Dizhe Pharmaceutical IPO, Sizherui IPO, Aikebaifa IPO, Hengyi Biology IPO, Qilin Secure IPO, Jintian Titanium IPO, Hongxi Energy IPO, Guichuang Tongqiao H-share full circulation, Tenglong Shares refinancing, Boya Bio-pharmaceutical refinancing, as well as major asset restructurings for Luoxin Pharmaceutical, Gree Real Estate, Goodix Technology, OFILM, Dongyangguang, Guanghetong, and the reorganizations of Huawen Group and Dongyin Group. He possesses extensive investment banking theoretical and practical experience and strictly adheres to the Administrative Measures for the Sponsorship of Securities Issuance and Listing during his practice, maintaining a good professional record.
III. Project Coordinator and Other Team Members
CITIC Securities has designated Hu Yunzhi as the project coordinator for this issuance, and Jia Di, Liu Xinyue, Wang Chengyue, Liu Lihao, and Meng Dewang as other project team members.
The project coordinator's primary professional experience is as follows:
Hu Yunzhi: Previously responsible for or participated in projects including: Aerospace Electric refinancing, Ankao Smart Electric refinancing, Wannianqing convertible bonds; Kailun Shares IPO, Baike Biology IPO, Guoke Military Industry IPO; major asset restructurings for Sanxiang Impression and Tianze Information, and the share-swap absorption and merger of Xugong Limited by Xugong Machinery.
IV. Type of Securities Issued by the Issuer Sponsored Herein
A-shares issued by a listed company to specific targets.
V. Basic Information of the Issuer
(I) Basic Information