Chapter 1 General Provisions
Article 1 To strengthen the management of information disclosure for New Hope Liuhe Co., Ltd. (hereinafter referred to as the "Company" or "this Company"), protect the legitimate rights and interests of the Company, shareholders, creditors, and other stakeholders, standardize the Company's information disclosure activities, and in accordance with the "Company Law of the People's Republic of China," the "Securities Law of the People's Republic of China," the "Administrative Measures for Information Disclosure of Listed Companies," the "Corporate Governance Guidelines for Listed Companies," the "Stock Listing Rules of Shenzhen Stock Exchange" (hereinafter referred to as the "Listing Rules"), the "Shenzhen Stock Exchange Listed Company Self-Regulatory Guidelines No. 1 - Standardized Operation of Main Board Listed Companies," the "Shenzhen Stock Exchange Listed Company Self-Regulatory Guidelines No. 5 - Information Disclosure Affairs Management," the "Rules Governing the Listing of Securities of The Stock Exchange of Hong Kong Limited" (hereinafter referred to as the "Hong Kong Listing Rules"), the "Securities and Futures Ordinance" (Cap. 571 of the Laws of Hong Kong) (hereinafter referred to as the "Securities and Futures Ordinance"), and other laws, administrative regulations, and the Articles of Association of New Hope Liuhe Co., Ltd. (hereinafter referred to as the "Articles of Association"), this System is hereby formulated.
Article 2 For the purposes of this System, "information" refers to significant information that may have a material impact on the price of the Company's shares and derivative products and has not yet been known to investors, as well as information that the Company is required to disclose mandatorily according to relevant laws, regulations, rules, and the securities regulatory rules of the Company's stock listing places, including but not limited to: (1) The Company's legally disclosed external A-share periodic reports, including quarterly reports, interim reports, and annual reports; the Company's H-share periodic reports include semi-annual performance announcements, semi-annual reports, annual performance announcements, annual reports, environmental, social, and governance reports, and monthly reports on changes in shareholding. (2) The Company's legally disclosed external interim reports, including announcements of shareholder meeting resolutions, board meeting resolutions, announcements of asset acquisitions and disposals, announcements of connected transactions, supplementary announcements, rectification announcements, and other major event announcements, as well as other matters that the stock exchange deems necessary to disclose; (3) The Company's prospectus for issuing new shares, the book-building report for rights issues, the listing announcement for shares, the announcement for issuing convertible bonds, the company bond prospectus, etc.; (4) Other events and transactions that should be disclosed according to relevant laws, administrative regulations, departmental rules, normative documents, the "Listing Rules," and the measures and notices issued by the stock exchange.
For the purposes of this System, "disclosure" refers to the public announcement of the above information within the prescribed time, through the prescribed media, according to the prescribed procedures, and in the prescribed manner, and the delivery of such information to the securities regulatory authority and the stock exchange of the Company's stock listing place according to the prescribed procedures.
Article 3 For the purposes of this System, "information disclosure obligors" include: the Company and its directors, senior management personnel, shareholders, actual controllers, acquirers, parties to major asset restructurings, refinancing, and major transactions, and their related natural persons, legal persons, and their related personnel, bankruptcy administrators and their members, and other entities that are obligated to disclose information as stipulated by this System, laws, administrative regulations, and the securities regulatory rules of the Company's stock listing place. This System shall be binding on information disclosure obligors.
Chapter 2 Basic Principles of Information Disclosure