Legal Opinion from Beijing Tianyuan Law Firm on Guosen Securities Co., Ltd. 2025 Annual Shareholders' Meeting
To: Guosen Securities Co., Ltd.
Guosen Securities Co., Ltd. (hereinafter referred to as "the Company") will hold its 2025 Annual Shareholders' Meeting (hereinafter referred to as "the Meeting") combining on-site voting and online voting. The on-site meeting will be held on June 4, 2026 (Thursday) at 2:30 PM at the 3rd floor of Guosen Financial Building, No. 125, Fuhua 1st Road, Futian District, Shenzhen.
Beijing Tianyuan Law Firm (hereinafter referred to as "our Firm") has been appointed by the Company to send lawyers to attend the Meeting and witness the proceedings. Based on the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China (hereinafter referred to as "the Securities Law"), the Rules for Shareholders' Meetings of Listed Companies (hereinafter referred to as "the Meeting Rules"), and the Articles of Association of Guosen Securities Co., Ltd. (hereinafter referred to as "the Articles of Association"), our Firm provides this legal opinion regarding the convening, procedures, qualifications of attendees, qualifications of the convener, voting procedures, and voting results of the Meeting.
To issue this legal opinion, our lawyers reviewed the "Announcement of the 49th Meeting (Regular) Resolution of the 5th Board of Directors of Guosen Securities Co., Ltd.", "Announcement of the 50th Meeting (Temporary) Resolution of the 5th Board of Directors of Guosen Securities Co., Ltd.", and the "Notice of the 2025 Annual Shareholders' Meeting" (hereinafter referred to as "the Notice of the Meeting"), along with other documents and materials deemed necessary by our lawyers. They also verified the identity and qualifications of the shareholders attending the on-site meeting, witnessed the Meeting, and participated in the counting and monitoring of votes for the Meeting's agenda items.
Our Firm and the responsible lawyers have strictly fulfilled their statutory duties in accordance with the Securities Law, the Administrative Measures for Law Firms Engaging in Securities Legal Business, and the Practice Rules for Securities Legal Business of Law Firms (Trial), ensuring that the facts recognized in this legal opinion are true, accurate, and complete. The conclusions drawn are legal and accurate, with no false records, misleading statements, or significant omissions, and we bear corresponding legal responsibilities.
Our Firm and the responsible lawyers agree to submit this legal opinion as a statutory document for the Meeting announcement, along with other announcement documents, to the Shenzhen Stock Exchange (hereinafter referred to as "SZSE") for review and announcement, and we will bear legal responsibility for the issued legal opinion.
Our Firm's lawyers have conducted verification and validation of the documents and relevant facts provided by the Company in accordance with recognized business standards, ethical norms, and the spirit of diligence and responsibility. The legal opinion is as follows: