Address
16th to 26th Floors, Guosen Securities Building, No. 1012 Hongling Middle Road, Luohu District, Shenzhen
Fundraising Prospectus
Registration Amount
The registered amount does not exceed RMB 30 billion (including RMB 30 billion).
Issuer
Guosen Securities Co., Ltd.
Lead Underwriters
China Galaxy Securities Co., Ltd., CITIC Construction Investment Securities Co., Ltd., CITIC Securities Co., Ltd., Guotai Junan Securities Co., Ltd., and Guotou Securities Co., Ltd.
Trustee Manager
China Galaxy Securities Co., Ltd.
Credit Enhancement Measures
This bond issue has no credit enhancement.
Credit Rating Results
The issuer's long-term credit rating is AAA, and the bond's credit rating is AAA.
Rating Agency
China Chengxin International Credit Rating Co., Ltd.
Lead Underwriter/Book Manager/Trustee Manager Address
7th to 18th Floors, Building 1, No. 8 Xiying Street, Fengtai District, Beijing
Co-Lead Underwriters Address
No. 66 Anli Road, Chaoyang District, Beijing
Address
North Building, Excellence Times Square (Phase II), No. 8 Central Third Road, Futian District, Shenzhen
Address
No. 618 Shangcheng Road, China (Shanghai) Pilot Free Trade Zone
Address
No. 119 Fuhua 1st Road, Futian Street, Futian District, Shenzhen
Signing Date
May 2026
Declaration
The issuer will fulfill its information disclosure obligations in a timely and fair manner. The issuer and all its directors, senior management, or personnel performing equivalent duties guarantee that the information disclosed in the prospectus is true, accurate, and complete, with no false records, misleading statements, or significant omissions. The lead underwriter has verified the prospectus and confirmed that there are no false records, misleading statements, or significant omissions, and assumes corresponding legal responsibilities for its truthfulness, accuracy, and completeness. The issuer commits not to directly or indirectly subscribe to the bonds it issues during this bond issuance phase. The interest rate or price of the bond will be determined through inquiry, agreement pricing, etc. The issuer will not manipulate the issuance pricing, engage in opaque operations, or seek improper benefits through holding, trust, or other means, nor will it provide financial assistance or disguised rebates to investors participating in the subscription directly or through other related parties. If any directors, senior management, shareholders holding more than 5%, or other related parties participate in the subscription of this bond, the issuer will disclose the relevant subscription situation in the announcement of the issuance results. The China Securities Regulatory Commission and the Shenzhen Stock Exchange's registration or review of the bond issuance does not represent any evaluation of the investment value of the bonds, nor does it indicate any judgment on the investment risks of the bonds. Investors wishing to subscribe for this bond should carefully read the entire prospectus and relevant information disclosure documents, independently analyze the truthfulness, accuracy, and completeness of the information disclosed, and independently judge the investment value, assuming any investment risks related to it. Subscription or holding of this bond by investors is deemed as agreement to the provisions regarding rights and obligations in the prospectus, including the bond trustee management agreement, bondholders' meeting rules, and other relevant provisions regarding the rights and obligations of the issuer, bondholders, trustee managers, etc. The issuer commits to fulfilling its obligations according to laws and regulations and the provisions of this prospectus, accepting investor supervision.
Major Matters Reminder
Investors should pay attention to the following major matters and carefully read the relevant sections such as "Risk Factors" in this prospectus.