Statement
The Issuer shall promptly and fairly fulfill its information disclosure obligations. The Issuer and all its directors, senior management, or personnel performing equivalent duties guarantee that the information disclosed in this Prospectus is true, accurate, and complete, and contains no false or misleading statements or material omissions.
The lead underwriter has audited this Prospectus and confirmed that it contains no false or misleading statements or material omissions, and assumes corresponding legal responsibility for its truthfulness, accuracy, and completeness.
The Issuer undertakes not to directly or indirectly subscribe for its own bonds during this bond issuance. The interest rate or price of the bonds shall be determined through methods such as inquiry or negotiated pricing. The Issuer shall not manipulate the issuance price or engage in backroom dealings. The Issuer shall not seek illicit gains or transfer benefits to other related parties through methods such as nominee holdings or trusts. The Issuer shall not provide financial assistance or disguised rebates to participating investors, directly or through other related parties. The Issuer shall not hold each other's issued bonds through affiliated financial institutions for the purpose of benefit exchange, nor shall it engage in any other activities that violate fair competition or disrupt market order.
If any directors, senior management, shareholders holding over 5% of the shares, or other related parties of the Issuer participate in the subscription of this bond issuance, the Issuer will disclose such subscription details in the announcement of the issuance results.
The registration or review of this bond issuance by the China Securities Regulatory Commission and the Shenzhen Stock Exchange does not constitute any evaluation of the investment value of the bonds, nor does it indicate any judgment on the investment risks of the bonds.
Investors who wish to subscribe for this bond shall carefully read the entire Prospectus and related information disclosure documents, conduct independent analysis on the truthfulness, accuracy, and completeness of the information disclosed, and make independent judgments on the investment value based on such analysis, bearing any related investment risks independently.
Investors subscribing for or holding this bond shall be deemed to have agreed to the provisions regarding rights and obligations set forth in this Prospectus, including the Bond Trustee Agreement, the Bondholder Meeting Rules, and other provisions in this Prospectus concerning the rights and obligations of the Issuer, bondholders, the trustee, and other parties.
The Issuer undertakes to fulfill its obligations in accordance with laws and regulations and the provisions of this Prospectus, and accepts supervision from investors.
1
Major Matters Alert
Investors are requested to pay close attention to the following major matters and carefully read the "Risk Factors" and other relevant sections of this Prospectus.
I. As of the end of September 2025, the Issuer's unaudited consolidated owner's equity was RMB 1,273.70 billion, of which the net assets attributable to shareholders of the listed company were RMB 1,271.54 billion. The consolidated asset-liability ratio (excluding securities held for clients and underwriting) was 71.23%, and the parent company's asset-liability ratio was 69.84%.
The Issuer's average annual distributable profit over the last three fiscal years was RMB 69.11 billion (an average of the net profit attributable to the parent company owners of RMB 60.88 billion, RMB 64.27 billion, and RMB 82.17 billion in 2022, 2023, and 2024, respectively). It is expected to be no less than 1 time the annual interest of this bond. The Issuer's financial indicators prior to this issuance meet the relevant regulations.