Chapter One: General Principles
Article 1
To further standardize the investor relations management work of Zanyu Technology Group Co., Ltd. (hereinafter referred to as "the Company"), strengthen effective communication between the Company and investors, promote the improvement of the governance structure, and effectively protect the legitimate rights and interests of investors, especially small and medium-sized investors, this system is formulated in accordance with the "Company Law of the People's Republic of China," "Securities Law of the People's Republic of China," "Guidelines for Investor Relations Management of Listed Companies," "Shenzhen Stock Exchange Stock Listing Rules," "Shenzhen Stock Exchange Self-Regulatory Guidelines No. 1 for Main Board Listed Companies," and other relevant laws, administrative regulations, departmental rules, normative documents, and the provisions of the "Articles of Association," combined with the actual situation of the Company.
Article 2
Investor relations management refers to the Company's activities to enhance communication with investors and potential investors through facilitating the exercise of shareholder rights, information disclosure, interactive communication, and handling of requests, thereby increasing investors' understanding and recognition of the Company, improving corporate governance, and enhancing overall corporate value, achieving the goals of respecting, rewarding, and protecting investors.
Article 3
The basic principles of investor relations management are:
- Compliance Principle: The Company's investor relations management should be conducted based on the lawful fulfillment of information disclosure obligations, in compliance with laws, regulations, rules, normative documents, industry standards, self-regulatory rules, internal regulations, and widely accepted ethical norms and codes of conduct.
- Equality Principle: The Company should treat all investors equally in its investor relations management activities, especially creating opportunities and providing convenience for small and medium-sized investors to participate.
- Proactivity Principle: The Company should proactively conduct investor relations management activities, listen to investors' opinions and suggestions, and respond to investors' requests in a timely manner.
- Integrity Principle: The Company should emphasize integrity in its investor relations management activities, adhere to bottom lines, standardize operations, take responsibility, and create a healthy market ecology.
Article 4
The purposes of investor relations management are:
- To establish a management philosophy that respects investors and the investment market, build a good relationship of mutual understanding and respect with investors, and gain long-term market support;
- To promote investors' understanding and recognition of the Company through sufficient information disclosure and enhanced communication;
- To promote the Company's integrity and self-discipline, and standardized operations;
- To improve the Company's transparency and governance structure.
Article 5
The Company, its controlling shareholders, actual controllers, directors, senior management personnel, and staff engaged in investor relations management work must comply with laws and regulations and relevant provisions of the Shenzhen Stock Exchange, reflecting the principles of fairness, justice, and openness, objectively, truthfully, accurately, and completely introducing and reflecting the Company's actual situation, and must not engage in the following behaviors:
- Disclosing or publishing significant undisclosed information through media not meeting the conditions;
- Issuing false or misleading content, making exaggerated promotions or misleading hints;
- Making predictions or commitments regarding the price of the Company's stock and its derivatives;
- Discriminating against or treating small shareholders unfairly;
- Other violations of information disclosure rules or suspected illegal activities such as market manipulation or insider trading.
Article 6
When conducting investor relations activities, the Company should use publicly disclosed information as the content of communication and must not disclose or leak any significant undisclosed information in any way. If investor relations management activities involve or may involve price-sensitive matters, u