Sponsorship Letter for Xinjiang Li New Energy Co., Ltd.'s Stock Issuance and Main Board Listing
Shenwan Hongyuan Securities Underwriting and Sponsorship Co., Ltd. (hereinafter referred to as "Shenwan Hongyuan", "the Sponsoring Institution", or "the Sponsor") accepts the entrustment of Xinjiang Li New Energy Co., Ltd. (hereinafter referred to as "the Issuer", "the Company", or "Li New Energy") to act as its sponsor for the issuance of stocks to specific investors and listing on the main board (hereinafter referred to as "this issuance"). The Sponsor and relevant sponsoring representatives have conducted the issuance sponsorship in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, the Administrative Measures for the Sponsorship of Securities Issuance and Listing, the Registration Management Measures for Securities Issuance by Listed Companies, the Guidelines for Due Diligence by Sponsors, and other relevant laws, regulations, and provisions of the China Securities Regulatory Commission and the Shenzhen Stock Exchange, ensuring honesty, diligence, and strict compliance with established business rules, industry practices, and ethical standards, and guaranteeing the authenticity, accuracy, and completeness of the documents issued.
Table of Contents
- Basic Information on This Securities Issuance
- 1.1 Specific Sponsoring Representatives
- 1.2 Project Coordinators and Other Team Members
- 1.3 Information on the Issuer
- 1.4 Relationships and Major Business Transactions between the Sponsor and the Issuer
- 1.5 Internal Review Procedures and Opinions of the Sponsor
- Commitments of the Sponsor
- Recommendations on This Securities Issuance
- 3.1 Recommendation Conclusion
- 3.2 Compliance with Decision-Making Procedures
- 3.3 Compliance with Securities Law Conditions
- 3.4 Compliance with Company Law Conditions
- 3.5 Compliance with Registration Management Measures
- 3.6 Evaluation of Major Risks and Development Prospects
- 3.7 Existence of Private Investment Funds among Pre-Determined Investors
- 3.8 Verification of Third-Party Engagements
- Basic Information on This Securities Issuance
- 4.1 Specific Sponsoring Representatives
- 4.2 Project Coordinators and Other Team Members
- 4.3 Information on the Issuer
- 4.4 Relationships and Major Business Transactions between the Sponsor and the Issuer
- 4.5 Internal Review Procedures and Opinions of the Sponsor
1. Basic Information on This Securities Issuance
1.1 Specific Sponsoring Representatives
Shenwan Hongyuan Securities Underwriting and Sponsorship Co., Ltd. has appointed Cheng Zhuliang and Wang Liang as the specific sponsoring representatives for the stock issuance and main board listing of Xinjiang Li New Energy Co., Ltd. Cheng Zhuliang is a Senior Vice President and sponsoring representative with qualifications as a Certified Public Accountant and Asset Appraiser, holding a master's degree. He has been engaged in investment banking since 2015, with project experience including the IPO of Li New Energy (001258.SZ) and Baodi Mining (601121.SH). In the past three years, he has not been subject to regulatory measures by the China Securities Regulatory Commission, public reprimands by the stock exchange, or self-regulatory penalties by the China Securities Association. Currently, he has no signed enterprises under review.
Wang Liang is an Executive Director and sponsoring representative with a master's degree. He has been engaged in investment banking since 2011, with project experience including the IPO of Li New Energy (001258.SZ), Baodi Mining (601121.SH), Maiqu'er (002719.SZ), Taiji Group (600129.SH) private placements, and others. In the past three years, he has not been subject to regulatory measures by the China Securities Regulatory Commission, public reprimands by the stock exchange, or self-regulatory penalties by the China Securities Association. Currently, he has no signed enterprises under review.