Verification Opinion on the Completion of CITIC Offshore Helicopter's Fundraising Project and Permanent Supplement of Surplus Funds to Working Capital
Southwest Securities Co., Ltd. (hereinafter referred to as "Southwest Securities" or "Joint Sponsor") is one of the joint sponsors for the non-public issuance of shares (hereinafter referred to as "this issuance") by CITIC Offshore Helicopter Co., Ltd. (hereinafter referred to as "CITIC Offshore" or "the Company"). In accordance with relevant laws, regulations, and normative documents such as the "Administrative Measures for Sponsorship of Securities Issuance and Listing," "Shenzhen Stock Exchange Stock Listing Rules," and "Self-Regulatory Guidelines No. 1 for Listed Companies on the Main Board," we conducted a verification regarding the completion of the fundraising project and the permanent allocation of surplus funds to working capital. The verification results and opinions are as follows.
1. Basic Situation of Fundraising
According to the approval from the China Securities Regulatory Commission on the non-public issuance of shares by CITIC Offshore Helicopter Co., Ltd. (Approval No. [2020] 3419), the Company issued 169,699,717 shares of common stock (A shares) to 16 specific entities, with an issuance price of 6.50 yuan per share, raising a total of 1,103,048,160.50 yuan. After deducting issuance expenses of 21,801,523.94 yuan, the net amount raised was 1,081,246,636.56 yuan. As of August 20, 2021, the aforementioned funds were deposited in the Company's special fundraising account, verified by Da Xin Accounting Firm (Special General Partnership), which issued Verification Report No. [2021] 1-00118 on August 23, 2021. On October 18, 2021, the Company held the 12th meeting of the 7th Board of Directors, which approved the "Plan for Adjusting the Use of Funds Raised from the Non-Public Issuance of Shares." The Board adjusted the specific investment projects, priorities, and amounts based on the actual net amount raised, in compliance with relevant laws and regulations. The net amount raised after deducting issuance expenses will be used for the following projects: