Huatai United Securities Co., Ltd.
Issuance and Sponsorship Report for Chengdu Super Pure Applied Materials Co., Ltd.'s Initial Public Offering on ChiNext
Table of Contents
Section 1: Basic Information on This Securities Issuance
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Introduction to Sponsor Staff
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Introduction to the Issuer's Basic Information
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Description of Conflicts of Interest and Major Business Dealings Between the Sponsor and its Affiliates and the Issuer and its Affiliates
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Description of the Sponsor's Internal Review Procedures and Review Opinions
Section 2: Commitments of the Sponsor and Relevant Personnel
Section 3: Recommendation Opinions on This Securities Issuance
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Recommendation Conclusion
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Description of the Decision-Making Procedures for This Securities Issuance
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Explanation of Compliance with the Issuance Conditions Stipulated by the Securities Law
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Explanation of Compliance with the Issuance Conditions Stipulated by the "Administrative Measures for the Registration of Initial Public Offerings of Stocks"
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Review Opinion on the Reasonableness of the Dilution of Immediate Returns, Measures to Compensate for Immediate Returns, and Commitments of Relevant Parties
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Review Opinion on Risk Prevention Measures for Strengthening Integrity in the Business of Securities Companies Engaging in Investment Banking Services, Such as Engaging Third Parties
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Conclusion of Review on the Financial and Operating Status After the Audit Report Cut-off Date
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Review Opinion on the Issuer's Profit Distribution Policy
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提示发行人主要风险 (Issuer's Major Risk Warnings)
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Evaluation of the Issuer's Development Prospects
Appendix:
Section 1: Basic Information on This Securities Issuance
I. Introduction to Sponsor Staff
- Sponsoring Representatives
The sponsoring representatives responsible for this recommendation are Yuan Linkui and Zhang Guanfeng. Their professional experience in sponsorship is as follows:
Mr. Yuan Linkui, holding a Master's degree, is a sponsoring representative with over ten years of experience in investment banking. He has led or participated in the initial public offering projects of Dalian Dali Kairui Technology Co., Ltd., Guangzhou Vigor Regenerative Medicine Technology Co., Ltd., Guangzhou Fangbang Electronic Co., Ltd., Zhongwei New Materials Co., Ltd., Shenzhen Vatt New Materials Co., Ltd., Huatai Securities Co., Ltd., and Jin'an Guoji Group Co., Ltd. He participated as a key member in the private placement project of Anhui Wannan Electric Power Co., Ltd. in 2012, the private placement project of Inner Mongolia Xingye Yinxi Mining Co., Ltd. in 2013, the private placement project of Palm Eco-Town Development Co., Ltd. in 2014, the private placement project of Guangzhou Hongmian Zhihui Kechuang Co., Ltd. in 2015, the share issuance and asset purchase project of New Hope Liuhe Co., Ltd. in 2016, the share issuance and asset purchase project of Guangzhou Yuexi Capital Holdings Group Co., Ltd. in 2017, and the private placement project of Yizumi Co., Ltd. in 2020.
Mr. Zhang Guanfeng, holding a Master's degree, is a sponsoring representative with over ten years of experience in investment banking. He has led or participated in the initial public offering projects of Dalian Dali Kairui Technology Co., Ltd., Guangzhou Vigor Regenerative Medicine Technology Co., Ltd., Shenzhen New Industries Biomedical Engineering Co., Ltd., Shenzhen Lumina Tech Co., Ltd., Guangzhou Fangbang Electronic Co., Ltd., Weihai Guangwei Composite Materials Co., Ltd., Shanghai Aiko Solar Energy Co., Ltd. (private placement), SF Holding Co., Ltd. (convertible bonds), Nanwei Software Co., Ltd. (convertible bonds), Guangzhou Yuexi Capital Holdings Group Co., Ltd. (private placement), Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd. (private placement), and China National Building Material Group Co., Ltd. (private placement). He also led or participated in the backdoor listing project of SF Holding Co., Ltd., the backdoor listing project of Shanghai Aiko Solar Energy Co., Ltd., the major asset restructuring project of China Overseas Holdings Limited, and the share issuance and asset purchase project of Beijing Xuanji Information Technology Co., Ltd.