Huatai United Securities Co., Ltd.
Regarding
Jiangsu Zhanxin Semiconductor Technology Co., Ltd.
Initial Public Offering and Listing on the ChiNext Market
Listing Sponsorship Letter
Sponsor (Lead Underwriter)
(Room 401, Building B7, Qianhai Shenzhen-Hong Kong Fund Town, No. 128 Guiwan 5th Road, Nanshan Street, Qianhai Shenzhen-Hong Kong Cooperation Zone, Shenzhen)
Table of Contents
- Basic Information of the Issuer
(1) Overview of the Issuer
(2) Main Business, Core Technology, and R&D Level of the Issuer
(3) Key Operating and Financial Data and Indicators of the Issuer
(4) Major Risks Faced by the Issuer
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Issuance of Shares Applied for Listing
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Information on Sponsor Personnel, Sponsorship Practice, and Contact Details
(1) Information on Sponsorship Representatives
(2) Information on Project Coordinators
(3) Information on Other Project Team Members
(4) Contact Details
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Statement on Whether There Are Any Affiliated Relationships Between the Sponsor and Its Affiliates and the Issuer and Its Affiliates
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Sponsor's Commitments
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Sponsor's Explanation on Whether the Issuer Has Performed the Decision-Making Procedures Required by the Company Law, the Securities Law, the CSRC, and the Shenzhen Stock Exchange for This Issuance and Listing
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Basis and Verification of Whether the Issuer Meets the Sector Positioning and National Industrial Policies
(1) Requirements for the Company to Meet ChiNext Positioning Indicators
(2) Specific Explanation of the Company Regarding Compliance with ChiNext Positioning
- Sponsor's Explanation on Whether the Issuer Meets the Listing Conditions Stipulated in the Rules Governing the Listing of Stocks on the ChiNext Market of the Shenzhen Stock Exchange
(1) Compliance with Issuance Conditions Stipulated by the Securities Law and the CSRC
(2) Total Share Capital After Issuance Is Not Less Than 30 Million Yuan
(3) Publicly Offered Shares Reach More Than 25% of the Company's Total Shares; If the Company's Total Share Capital Exceeds 400 Million Yuan, the Proportion of Publicly Offered Shares Is More Than 10%
(4) Market Value and Financial Indicators Meet the Standards Stipulated in the Listing Rules
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Specific Arrangements for the Sponsor's Continuous Supervision After the Issuer's Securities Listing
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Other Matters
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Sponsor's Conclusion on the Issuer's Stock Listing
To: Shenzhen Stock Exchange
As the sponsor for the initial public offering and listing of Jiangsu Zhanxin Semiconductor Technology Co., Ltd. (hereinafter referred to as the "Issuer" or "Company") on the ChiNext market, Huatai United Securities Co., Ltd. and its sponsorship representatives have acted in accordance with the Company Law of the People's Republic of China (hereinafter referred to as the "Company Law"), the Securities Law of the People's Republic of China (hereinafter referred to as the "Securities Law"), and other laws, regulations, and the relevant provisions of the China Securities Regulatory Commission (hereinafter referred to as the "CSRC") and your exchange. We have acted with honesty, trustworthiness, and due diligence, strictly following the legally established business rules and industry self-regulatory norms to issue this listing sponsorship letter, and guarantee that the documents issued are true, accurate, and complete.
The relevant situation is reported as follows:
Issuer Name: Jiangsu Zhanxin Semiconductor Technology Co., Ltd.
Registered Address: Room 1501-1504, Building 1, Yunmi City, No. 19 Ning-shuang Road, Yuhuatai District, Nanjing
Registration Date: March 13, 2018
Contact Details: 025-52271830
- Main Business of the Issuer