301668SZSE

Report on the 2025 Annual Continuous Supervision On-Site Inspection of Beijing Haochuang Ruitong Electric Equipment Co., Ltd. by Changjiang Securities Underwriting and Sponsorship Co., Ltd.

✨ AI Summary

This report outlines the findings from the on-site inspection conducted by Changjiang Securities for Beijing Haochuang Ruitong Electric Equipment Co., Ltd. from March 24 to April 3, 2025. Key areas of focus included corporate governance, internal controls, and information disclosure. The inspection revealed a minor issue regarding the misallocation of funds, which was promptly rectified. Recommendations for improved fund management were provided.

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On-Site Inspection Matters

Inspection Opinions

(1) Corporate Governance

ItemYesNoNot Applicable
1. Are the articles of association and corporate governance systems complete and compliant?
2. Are the articles of association and rules of the shareholders' meeting and board of directors effectively executed?
3. Are the minutes of the shareholders' and board meetings complete, including time, location, attendees, and content, and are the materials preserved intact?
4. Are the resolutions of the shareholders' and board meetings signed by relevant attendees?
5. Do the directors and senior management fulfill their duties in accordance with relevant laws and regulations and the Shenzhen Stock Exchange's business rules?
6. If there are significant changes in directors or senior management, have the corresponding procedures and disclosure obligations been fulfilled?
7. If there are changes in the controlling shareholder or actual controller, have the corresponding procedures and disclosure obligations been fulfilled?
8. Are the company's personnel, assets, finances, institutions, and operations independent?
9. Is there no competition between the company and its controlling shareholder or actual controller?

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