Guotai Junan Securities Co., Ltd. (hereinafter referred to as "Guotai Junan" or "Sponsor") has conducted a review of the "Internal Control Evaluation Report of Shenzhen Shouhang New Energy Co., Ltd. for 2025" as part of its continuous sponsorship for the initial public offering and listing on the Growth Enterprise Market of Shenzhen Stock Exchange, in accordance with the requirements of relevant laws, regulations, and normative documents.
Important Statement
According to the regulations of the internal control normative system, it is the responsibility of the company's board of directors to establish, implement, and evaluate the effectiveness of internal controls, and to disclose the internal control evaluation report truthfully. The audit committee of the board supervises the establishment and implementation of internal controls. The management is responsible for organizing and leading the daily operation of internal controls. The board of directors, audit committee, and senior management ensure that the content of this report does not contain any false records, misleading statements, or significant omissions, and bear individual and joint legal responsibility for the truthfulness, accuracy, and completeness of the report. The objective of the company's internal controls is to reasonably ensure legal compliance in management, asset security, the authenticity and completeness of financial reports and related information, improve operational efficiency and effectiveness, and promote the achievement of development strategies. Due to inherent limitations in internal controls, they can only provide reasonable assurance of achieving these objectives. Additionally, changes in circumstances may render internal controls inappropriate or reduce compliance with control policies and procedures, which carries certain risks in inferring the future effectiveness of internal controls based on evaluation results.
Internal Control Evaluation Conclusion
Based on the identification of significant defects in financial reporting internal controls as of the evaluation report benchmark date, the company has no significant defects in financial reporting internal controls. The board believes that the company has maintained effective financial reporting internal controls in all material aspects in accordance with the requirements of the internal control normative system and relevant regulations. Based on the identification of significant defects in non-financial reporting internal controls as of the evaluation report benchmark date, the company has not identified significant defects in non-financial reporting internal controls. No factors affecting the evaluation conclusion of internal control effectiveness have occurred between the evaluation report benchmark date and the issuance date of the evaluation report. The existing internal control system of the company does not have significant defects in terms of completeness, compliance, and effectiveness. The company conducts regular or irregular daily and special internal control evaluations and audits to optimize internal control processes, ensure the effectiveness of internal control execution, and promote the healthy and sustainable development of the company.