Stock Code: 301613
Stock Abbreviation: New Aluminum Era
Listing Location: Shenzhen Stock Exchange
Chongqing New Aluminum Era Technology Co., Ltd.
Issuing Shares and Paying Cash to Purchase Assets
and Raising Supporting Funds and Related Party Transaction Report (Draft) Summary
(For Deliberation)
| Transaction Party Type | Transaction Party Name |
|---|---|
| Issuing Shares and Paying Cash to Purchase Assets | Chen Wang, Tian Bi You, Li Qin, Yang Kui Jian, Zhang Xiu Jin, Shenzhen Jia Han Investment Partnership (Limited Partnership), Zhang Quan Zhong, Shenzhen Hong Wang Investment Partnership (Limited Partnership), Feng Shun Xun Da Advanced Manufacturing Industry Investment Partnership (Limited Partnership), Zhu Jian Fang, Sun Hui Dong, Huizhou Guo Hui Run Xin Equity Investment Partnership (Limited Partnership), Liao Hai Hua, Shenzhen Tian Chen Investment Partnership (Limited Partnership), Liang Yun Zhi, Zhang Ying, Guangdong Gao Ling No. 1 Private Equity Investment Partnership (Limited Partnership), Chen Ming Jing, Guangzhou Wan Ze Hui Rui Ying Industrial Investment Partnership (Limited Partnership) |
| Raising Supporting Funds | Not more than 35 qualified specific targets |
Independent Financial Advisor
CITIC Securities Company Limited
July 2024
Report (Draft) Summary
Listed Company Statement
The Company and all its Directors and Senior Management guarantee the truthfulness, accuracy, and completeness of the information contained in this report and shall bear corresponding legal liabilities for any false records, misleading statements, or material omissions.
The actual controller, controlling shareholder, and their concerted parties, as well as all Directors and Senior Management of the Company, hereby undertake: If the information disclosed or provided in this transaction is suspected of false records, misleading statements, or material omissions, and is investigated by judicial authorities or investigated by the China Securities Regulatory Commission (CSRC), before the investigation conclusion is formed, the individual/entity shall not transfer their equity interests in the listed company (if any), and within 2 trading days of receiving the investigation notice, shall submit a written application for suspension of trading and the securities account to the board of directors of the listed company, which shall apply for lock-up on behalf of the individual/entity to the stock exchange and securities registration and settlement institution; if the lock-up application is not submitted within 2 trading days, the board of directors is authorized to verify and directly report the identity information and account information of the individual/entity to the stock exchange and securities registration and settlement institution for lock-up; if the board of directors fails to report the identity information and account information of the individual/entity to the stock exchange and securities registration and settlement institution, the stock exchange and securities registration and settlement institution are authorized to directly lock up the relevant shares. If the investigation conclusion reveals illegal or non-compliant circumstances, the individual/entity undertakes to voluntarily use the locked-up shares for compensation arrangements for relevant investors.
The matters described in this report and its summary do not represent the substantive judgment, confirmation, or approval of the China Securities Regulatory Commission or the Shenzhen Stock Exchange regarding the matters of this transaction. The effectiveness and completion of the matters related to this restructuring described in the Report (Draft) and its summary are subject to the approval or approval of the competent authorities. Any decision or opinion made by the approval authority regarding the matters related to this transaction does not indicate a substantive judgment or guarantee of the value of the Company's shares or the investors' returns.
After the completion of this transaction, the changes in the Company's operations and profits shall be borne by the Company; the investment risks arising from this transaction shall be borne by the investors.