Compliance Requirements for Listed Companies
- Recently, a company's annual audit report indicated whether the audit firm has provided a definitive opinion on the audit report.
- Recently, a company's annual report indicated whether the audit firm has provided a definitive opinion on the audit report.
- The company has publicly disclosed the distribution of shares within 36 months.
- The company has conducted a review of the implementation of the incentive plan.
- The company has established a mechanism to ensure the effectiveness of the incentive plan.
- The company has provided sufficient resources for the implementation of the incentive plan.
- The company has disclosed whether the stock incentive plan is in line with the requirements of the regulatory authorities.
Material Compliance Requirements
| No | Item | Compliance (Yes/No) | Remarks |
|---|---|---|---|
| 1 | Is the company’s stock incentive plan in compliance with the regulations? | [blank] | |
| 2 | Is the company’s stock incentive plan consistent with the company’s development strategy? | [blank] | |
| 3 | Is the company’s stock incentive plan reasonable and feasible? | [blank] | |
| 4 | Is the company’s stock incentive plan clear and transparent? | [blank] | |
| 5 | Is the company’s stock incentive plan aligned with the interests of shareholders? | [blank] |
Evaluation of the Incentive Plan
| No | Item | Compliance (Yes/No) | Remarks |
|---|---|---|---|
| 1 | Has the company established a clear evaluation mechanism for the incentive plan? | [blank] | |
| 2 | Is there a clear explanation of the effectiveness of the incentive plan? | [blank] | |
| 3 | Has the company disclosed the criteria for evaluating the incentive plan? | [blank] | |
| 4 | Has the company ensured that the incentive plan does not exceed the prescribed limits? | [blank] |