Sponsorship Letter for Securities Issuance
CITIC Construction Investment Securities Co., Ltd. and the project sponsor representatives Dong Shuyuan and Wang Chengcong, in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, and relevant regulations of the China Securities Regulatory Commission (CSRC) and the Shenzhen Stock Exchange (SZSE), hereby issue this sponsorship letter with honesty, diligence, and responsibility, ensuring the authenticity, accuracy, and completeness of this document.
Table of Contents
- Basic Information on the Securities Issuance
- 1.1 Responsible Sponsor Representatives
- 1.2 Project Coordinators and Team Members
- 1.3 Issuer's Basic Information
- 1.4 Relationship Between Sponsor and Issuer
- Sponsor's Commitments
- Recommendations on the Issuance
- 3.1 Legality of the Issuer's Decision-Making Process
- 3.2 Compliance with Relevant Laws
- 3.3 Major Risks Faced by the Issuer
- 3.4 Evaluation of the Issuer's Development Prospects
- 3.5 Review of the Issuer's Profit Distribution Policy
- 3.6 Review of Private Investment Fund Filing
- 3.7 Review of Third-Party Engagements
- 3.8 Internal Review Procedures and Opinions
- 3.9 Conclusion on the Issuance
1. Basic Information on the Securities Issuance
1.1 Responsible Sponsor Representatives
CITIC Construction Investment Securities has appointed Dong Shuyuan and Wang Chengcong as the responsible sponsor representatives for this issuance to specific investors. Their professional backgrounds are as follows: