Guotai Haitong Securities Co., Ltd.
Issuance Sponsorship Letter for Shanghai Vico Precision Mold & Plastics Co., Ltd.'s Issuance of Convertible Bonds to Unspecified Targets
Shanghai Vico Precision Mold & Plastics Co., Ltd. plans to issue convertible corporate bonds to unspecified targets, not exceeding RMB 630 million, and list them on the ChiNext market. Guotai Haitong Securities Co., Ltd. has been appointed as the sponsor for this issuance.
In accordance with the "Company Law of the People's Republic of China," "Securities Law of the People's Republic of China," "Administrative Measures for the Registration of Securities Issuances by Listed Companies," and "Administrative Measures for Securities Issuance and Underwriting Sponsorship Business," and other relevant laws, regulations, and the regulations of the China Securities Regulatory Commission and the Shenzhen Stock Exchange, the sponsor and its sponsored representatives hereby pledge to act with honesty, integrity, diligence, and responsibility. They have strictly adhered to the legally established business rules, industry professional norms, and ethical standards in preparing this issuance sponsorship letter, and guarantee its truthfulness, accuracy, and completeness.
(Unless otherwise specified, terms used in this issuance sponsorship letter have the same meaning as in the "Prospectus for Shanghai Vico Precision Mold & Plastics Co., Ltd.'s Issuance of Convertible Bonds to Unspecified Targets (Registration Draft)". Minor discrepancies in the last digit may occur between the sum of individual items and the total, or in the calculation of some ratio indicators, due to rounding.)
Table of Contents
Glossary
In this issuance sponsorship letter, unless otherwise indicated, the following terms have the meanings set forth below:
| Term | Meaning |
|---|---|
| Vico Precision, the Company, the Issuer | Shanghai Vico Precision Mold & Plastics Co., Ltd. |
| This Issuance, This Issuance to Unspecified Targets, This Convertible Bond Issuance | The act of Shanghai Vico Precision Mold & Plastics Co., Ltd. issuing convertible corporate bonds to unspecified targets |
| This Issuance Sponsorship Letter | "Guotai Haitong Securities Co., Ltd.'s Issuance Sponsorship Letter for Shanghai Vico Precision Mold & Plastics Co., Ltd.'s Issuance of Convertible Bonds to Unspecified Targets" |
| CSRC, China Securities Regulatory Commission | China Securities Regulatory Commission |
| SZSE | Shenzhen Stock Exchange |
| "Company Law" | "Company Law of the People's Republic of China" |
| "Securities Law" | "Securities Law of the People's Republic of China" |
| "Registration Measures" | "Administrative Measures for the Registration of Securities Issuances by Listed Companies" |
| "Sponsorship Measures" | "Administrative Measures for Securities Issuance and Underwriting Sponsorship Business" |
| "Listing Rules" | "Shenzhen Stock Exchange ChiNext Stock Listing Rules" |
| Shareholders' Meeting | Shareholders' Meeting of Shanghai Vico Precision Mold & Plastics Co., Ltd. |
| Board of Directors | Board of Directors of Shanghai Vico Precision Mold & Plastics Co., Ltd. |
| Board of Supervisors | Board of Supervisors of Shanghai Vico Precision Mold & Plastics Co., Ltd. |
| Guotai Haitong, Sponsor | Guotai Haitong Securities Co., Ltd. |
| Grandall Lawyers, Issuer's Counsel | Grandall Lawyers (Shanghai) Office |
| PwC, Issuer's Accountant | PwC Zhong Tian CPAs (Special General Partnership) |
| Golden Credit Rating, Rating Agency | Golden Credit Rating Co., Ltd. |
| Reporting Period | January 1, 2023 to December 31, 2025 |
Chapter 1 Basic Information of This Securities Issuance
I. Sponsor Name
Guotai Haitong Securities Co., Ltd.
II. Information on Sponsor Representatives
Guotai Haitong has appointed Mr. Jia Ruixing and Mr. Zhang Yi as the sponsor representatives for this securities issuance.