Major Matters Reminder
The company particularly reminds investors to carefully read the content of this prospectus before making investment decisions, and pay special attention to the following important matters.
1. Issuance of A-shares to Specific Investors
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The matters related to this issuance of shares to specific investors have been approved by the company's 13th meeting of the 4th Board of Directors held on September 10, 2025, and the 3rd extraordinary general meeting of shareholders held on November 17, 2025. The adjustments to the issuance plan have been approved by the 19th meeting of the 4th Board of Directors held on February 9, 2026, and the 2nd extraordinary general meeting of shareholders held on February 27, 2026. According to relevant laws, regulations, and normative documents, this issuance of shares to specific investors still requires approval from the Shenzhen Stock Exchange and registration approval from the China Securities Regulatory Commission (CSRC) before implementation. The final issuance plan shall be subject to the plan approved by the CSRC.
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The targets for this issuance of shares to specific investors include no more than 35 specific investors (including 35), including the company's controlling shareholder, Hengtong New Energy. Other investors include securities investment fund management companies, securities companies, trust companies, financial companies, insurance institutional investors, qualified foreign institutional investors, and other legal entities, individuals, or other legitimate investment organizations that meet the conditions stipulated by the CSRC. Among them, if securities investment fund management companies, securities companies, qualified foreign institutional investors, and RMB qualified foreign institutional investors subscribe with more than two products they manage, they will be regarded as one investor; trust investment companies can only subscribe with their own funds. The specific issuance targets will be determined by the company's Board of Directors within the authorization of the shareholders' meeting after obtaining the registration approval document from the CSRC, in accordance with relevant laws, administrative regulations, departmental rules, or normative documents, based on the subscription quotes from the investors.
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The company has signed a conditional share subscription agreement with Hengtong New Energy, which intends to participate in this issuance with a cash subscription amount of 200 million RMB. The number of shares subscribed will be determined by dividing the subscription amount by the issuance price, with any fractional shares below one share being discarded. According to the relevant provisions of the Shenzhen Stock Exchange's Growth Enterprise Market Listing Rules, the controlling shareholder's participation in the subscription constitutes a related party transaction. The company has strictly followed the relevant approval procedures for related party transactions in accordance with relevant laws and regulations and the Articles of Association.
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As of the date of signing this prospectus, the other issuance targets besides Hengtong New Energy have not been determined. Whether there will be any related party transactions due to subscriptions by other related parties will be disclosed in the issuance report after the completion of this issuance.