Huatai United Securities HUATAI UNITED SECURITIES Sponsor Name: Huatai United Securities Co., Ltd. Sponsored Company Abbreviation: Ampereon Sponsor Representative Name: Jin Panpan Sponsor Representative Name: Liu Jie I. Overview of Sponsorship Work Project
- Review of Company Information Disclosure (1) Whether company information disclosure documents were reviewed in a timely manner (2) Number of times company information disclosure documents were not reviewed in a timely manner
- Supervision of the Company's Establishment and Effective Implementation of Rules and Regulations (1) Whether the company was supervised to establish and improve rules and regulations (including, but not limited to, rules on preventing related parties from occupying company resources, fundraising management, internal control, internal audit, and related party transactions) (2) Whether the company effectively implemented relevant rules and regulations
- Supervision of Fundraising (1) Number of times the company's special fundraising account was queried (2) Whether the progress of the company's fundraising projects is consistent with the information disclosure documents
- Supervision of Corporate Governance (1) Number of times company shareholder meetings were attended (2) Number of times company board meetings were attended
- On-site Inspection (1) Number of on-site inspections (2) Whether on-site inspection reports were submitted to the Shenzhen Stock Exchange as required (3) Major issues found during on-site inspections and rectification status
- Issuance of Special Opinions (1) Number of special opinions issued (2) Issues involved in non-concurring opinions and conclusions
- Reporting to the Shenzhen Stock Exchange (excluding on-site inspection reports) Work Content Yes 0 times Yes Yes Monthly Yes Did not personally attend, but reviewed meeting minutes Did not personally attend, but reviewed meeting minutes 1 time Yes Not applicable 14 times Not applicable Project (1) Number of reports to the Shenzhen Stock Exchange (2) Main content of reported matters (3) Progress or rectification of reported matters
- Fulfillment of Duty of Care (1) Whether there are any matters requiring attention (2) Main content of matters requiring attention (3) Progress or rectification of matters requiring attention
- Compliance of Sponsorship Work Files Record and Custody
- Training for Listed Company (1) Number of training sessions (2) Training date (3) Main content of training
- Other Sponsorship Work Matters to be Noted Work Content 0 times Not applicable Not applicable