301388SZSE

Report on Continuous Supervision Tracking for Xinling Electric Co., Ltd. by Guotai Junan Securities Co., Ltd. for 2025

✨ AI Summary

This report outlines the continuous supervision activities conducted by Guotai Junan Securities for Xinling Electric Co., Ltd. in 2025. Key activities included regular reviews of information disclosure and compliance with regulations, with no significant issues reported. The report also highlights the training provided to the company regarding capital market regulations.

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Full Translation

AI Translation· azure_openai

Overview of Sponsorship Work

Project Work Content

  1. Company Information Disclosure Review

    • (1) Timely review of company information disclosure documents: Yes
    • (2) Number of instances of untimely review of company information disclosure documents: 0
  2. Supervision of the Establishment and Effective Execution of Regulations

    • (1) Supervision of the establishment of regulations (including but not limited to systems to prevent related parties from occupying company resources, fundraising management systems, internal control systems, internal audit systems, related transaction systems): Yes
    • (2) Effective execution of relevant regulations by the company: Yes
  3. Fundraising Supervision

    • (1) Number of inquiries into the company's fundraising special account: Monthly inquiries
    • (2) Consistency of the company's fundraising project progress with information disclosure documents: Yes
  4. Company Governance Supervision

    • (1) Number of times the sponsor representative attended the company's shareholder meetings: The sponsor representative did not attend the shareholder and board meetings; the company notified the sponsor representative of the meeting agenda and content. The sponsor representative reviewed relevant documents, provided special opinions on proposals requiring sponsorship opinions, and communicated fully with the company's management.
    • (2) Number of times attended the company's board meetings:
  5. On-site Inspection

    • (1) Number of on-site inspections: 2
    • (2) Were on-site inspection reports submitted according to the regulations of the exchange: Yes
    • (3) Main issues found during on-site inspections and rectification status: Not applicable
  6. Issuance of Independent Opinions

    • (1) Number of independent opinions issued: 9
    • (2) Issues and conclusions related to non-consent opinions: Not applicable
  7. Reporting to the Exchange (excluding on-site inspection reports)

    • (1) Number of reports to the exchange: 0
    • (2) Main content of reported matters: Not applicable
    • (3) Progress or rectification status of reported matters: Not applicable

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