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Legal Opinion of DeHeng Law Offices (Wuxi) on the 2026 Restricted Stock Incentive Plan (Draft) of Wuxi Jiangnan Yifan Power Transmission Technology Co., Ltd.

Yifan Transmission Co., Ltd.··28 pages

✨ AI Summary

This document is a legal opinion issued by DeHeng Law Offices regarding the 2026 Restricted Stock Incentive Plan (Draft) for Wuxi Jiangnan Yifan Power Transmission Technology Co., Ltd. It confirms the company's eligibility to implement the plan and assesses the compliance of the plan's contents and implementation procedures with relevant laws and regulations. The opinion serves as a mandatory legal document for the company's incentive plan filing.

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Full Translation

AI Translation· gemini_document

Directory

Definitions 2

Part I Declarations 4

Part II Main Text 6

  1. Eligibility of the Company to Implement the Incentive Plan 6

  2. Legality and Compliance of the Incentive Plan Contents 7

  3. Legality and Compliance of the Incentive Plan Implementation Procedures 22

  4. Information Disclosure of the Incentive Plan 24

  5. The Company Has Not Provided Financial Assistance to Incentive Participants 24

  6. Impact of the Incentive Plan on the Company and All Shareholders' Interests 24

  7. Recusal of Directors Who Are Proposed Incentive Participants or Related Parties 25

Part III Conclusion 26

Definitions

In this legal opinion, unless the context otherwise requires, the following abbreviations have the following meanings:

AbbreviationDefinition
DeHeng or this FirmDeHeng Law Offices (Wuxi)
The Company, Company, Yifan TransmissionWuxi Jiangnan Yifan Power Transmission Technology Co., Ltd.
Incentive Plan (Draft) / This Incentive PlanWuxi Jiangnan Yifan Power Transmission Technology Co., Ltd. 2026 Restricted Stock Incentive Plan (Draft)
Restricted Stock, Type II Restricted StockCompany stock obtained and registered in stages by eligible participants upon meeting corresponding vesting conditions
Incentive ParticipantDirectors, senior management, core business (technical) backbone personnel, and other employees deemed necessary by the Board of Directors to be incentivized under this plan
Grant DateThe date on which the Company grants restricted stock to participants; must be a trading day
Grant PriceThe price at which the Company grants each share of restricted stock to participants
Validity PeriodThe period from the date of grant until all restricted stock granted to participants is vested or lapses
VestingThe act of the listed company registering shares to the participant's account after Type II Restricted Stock participants meet the benefit conditions
Vesting ConditionsThe benefit conditions that participants must meet to obtain incentive shares under the Type II Restricted Stock Incentive Plan
Vesting DateThe date on which shares are registered after participants meet the benefit conditions; must be a trading day
SZSE / ExchangeShenzhen Stock Exchange
CSRCChina Securities Regulatory Commission
Registration AgencyChina Securities Depository and Clearing Corporation Limited, Shenzhen Branch
Remuneration and Appraisal CommitteeThe Remuneration and Appraisal Committee of the Company's Board of Directors
Company LawCompany Law of the People's Republic of China
Securities LawSecurities Law of the People's Republic of China
Administrative MeasuresAdministrative Measures on Share Incentives of Listed Companies
Listing RulesRules Governing the Listing of Stocks on the ChiNext Market of the Shenzhen Stock Exchange
Regulatory Guidelines No. 1Guidelines No. 1 for Self-Regulation of Listed Companies on the ChiNext Market of the Shenzhen Stock Exchange - Business Handling
Articles of AssociationArticles of Association of Wuxi Jiangnan Yifan Power Transmission Technology Co., Ltd.
Yuan, Ten Thousand YuanRenminbi Yuan, Ten Thousand Yuan, unless otherwise specified
This Legal OpinionLegal Opinion of DeHeng Law Offices (Wuxi) on the 2026 Restricted Stock Incentive Plan (Draft) of Wuxi Jiangnan Yifan Power Transmission Technology Co., Ltd.

Note: Unless otherwise specified, all figures in this legal opinion are rounded to two decimal places. Any discrepancies between the total and the sum of individual items are due to rounding.

Legal Opinion of DeHeng Law Offices (Wuxi) on the 2026 Restricted Stock Incentive Plan (Draft) of Wuxi Jiangnan Yifan Power Transmission Technology Co., Ltd.

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