Statement
GF Securities Co., Ltd. (hereinafter referred to as "GF Securities" or "Sponsor") and the sponsoring representatives specifically responsible for this securities issuance project have, in accordance with the "Company Law of the People's Republic of China," the "Securities Law of the People's Republic of China," and other relevant laws, regulations, and the regulations of the China Securities Regulatory Commission, acted with honesty, trustworthiness, diligence, and responsibility. This issuance commitment letter has been issued in strict accordance with legally established business rules, industry practice standards, and ethical guidelines, and guarantees the truthfulness, accuracy, and completeness of this issuance commitment letter and its attachments.
Unless otherwise specified, terms used in this issuance commitment letter have the same meaning as in the "Prospectus for Ningbo Zhenyu Technology Co., Ltd.'s Issuance of Convertible Corporate Bonds to Unspecified Targets."
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Table of Contents
Statement 1 Table of Contents 2 Section 1 Basic Information on this Securities Issuance 3 I. Sponsor of this Securities Issuance 3 II. Personnel Information of the Sponsor for this Securities Issuance 3 III. Basic Information of the Issuer 4 IV. Explanation of the Sponsor's Relationship with the Issuer 4 V. Sponsor's Internal Review Procedures and Review Opinions 5 Section 2 Sponsor's Commitment Matters 8 I. The Sponsor has, in accordance with the laws, administrative regulations, and relevant regulations of the China Securities Regulatory Commission and the Shenzhen Stock Exchange, conducted due diligence and prudent investigation on the issuer and its controlling shareholders and actual controllers, and agrees to recommend the issuer's securities issuance and listing, and hereby issues this securities issuance commitment letter. 8 II. The Sponsor has, in accordance with the relevant regulations of the China Securities Regulatory Commission and the Shenzhen Stock Exchange, conducted a thorough due diligence investigation on the issuer and prudently reviewed the application documents for this issuance. The Sponsor commits: 8 Section 3 Recommendation for this Issuance 9 I. Sponsor's Recommendation for this Issuance 9 II. Procedures for this Issuance 9 III. This Issuance Complies with Relevant Laws and Regulations 9 IV. Major Risks of the Issuer 20 V. Evaluation of the Issuer's Development Prospects 32 VI. Review of Paid Engagement of Third-Party Institutions and Individuals 32 3-1-2
Section 1 Basic Information on this Securities Issuance
I. Sponsor of this Securities Issuance
GF Securities Co., Ltd.
II. Personnel Information of the Sponsor for this Securities Issuance
(I) Names and Professional Qualifications of the Sponsoring Representatives Responsible for this Securities Issuance
Wang Jiali, Sponsoring Representative, Certified Public Accountant, Master of Economics. She has led or participated in projects such as the issuance of convertible corporate bonds to unspecified targets by Jianlong Micro-Nano (688357), the issuance of shares to specific targets by Sinopec (600028), the joint lead underwriting of the issuance of shares to specific targets by China Construction Bank (601939), and the IPO on the ChiNext market for Northern Changlong (301357), as well as the issuance of shares on the New Third Board for YueSheng Technology (874516). She possesses a solid theoretical foundation in capital markets and rich experience in investment banking business.
Zhao Xin, Sponsoring Representative, Master of Engineering. He has led or participated in projects such as the issuance of shares to specific targets by Sinopec (600028), the rights issue by Northern International (000065), the issuance of convertible corporate bonds to unspecified targets by Jianlong Micro-Nano (688357), the IPO on the ChiNext market for Northern Changlong (301357), the major asset restructuring and financing for Zhengzhou Coal & Electricity (600121), the major asset restructuring and convertible corporate bonds for KELONG Electric (300407), the private placement for Nantian Information (000948), and the M&A for Shenzhou High-speed (000008). He possesses a solid theoretical foundation in capital markets and rich experience in investment banking business.