Guosen Securities Co., Ltd.
Audit Report on Shenzhen Akita Microelectronics Co., Ltd.'s Termination of Partial Fundraising Projects and Investment of Remaining Funds in New Projects
Guosen Securities Co., Ltd. (hereinafter referred to as "Guosen Securities" or "Sponsor") is the sponsor of Shenzhen Akita Microelectronics Co., Ltd. (hereinafter referred to as "Akita Micro" or "the Company") for its initial public offering of stocks on the ChiNext market. In accordance with the "Administrative Measures for Securities Issuance and Listing Sponsorship Business," the "Supervision Rules for the Management of Raised Funds by Listed Companies," the "ChiNext Stock Market Listing Rules," and the "ChiNext Listed Company Self-Regulatory Supervision Guidelines No. 2 - Norms for the Operation of ChiNext Listed Companies (2026 Revision)" and other relevant laws and regulations, we have audited the Company's termination of partial fundraising projects and the investment of remaining raised funds into new projects. The details of the audit are as follows:
I. Basic Situation of Raised Funds
Upon approval by the China Securities Regulatory Commission's "Approval on the Registration of Shenzhen Akita Microelectronics Co., Ltd.'s Initial Public Offering of Stocks" (Zheng Jian Xu Ke [2021] No. 10) and with the consent of the Shenzhen Stock Exchange, the Company publicly issued 20 million shares of RMB ordinary shares (A shares), with a par value of RMB 1.00 per share. The issue price was RMB 37.18 per share, and the total amount of raised funds was RMB 743,600,000.00. After deducting issuance expenses of RMB 49,768,867.92 (excluding tax), the net amount of raised funds was RMB 693,831,132.08, including over-raised funds of RMB 196,837,300.00. The raised funds were transferred to the Company's designated account on January 22, 2021. The arrival of these raised funds was audited by Tianjian Certified Public Accountants (Special General Partnership), who issued an "Audit Report" (Tian Jian Yan [2021] 3-2) on January 25, 2021, confirming the receipt of the raised funds.
The Company has managed the raised funds in a special account as required. Upon arrival, all raised funds have been deposited into the special account for raised funds, and corresponding supervision agreements for raised funds have been signed with the sponsor and the commercial bank where the raised funds are deposited.
II. Use of Raised Funds
As of August 13, 2026, the Company's actual use of raised funds is as follows:
| 序号 | 项目名称 | 原募集资金承诺 投资总额 | 调整后拟投入 募集资金金额 | 累计投入募 集资金金额 | 项目状态 |
|---|---|---|---|---|---|
| 1 | 触控显示模组赣州 生产基地项目 | 28,582.69 | 9,508.03 | 9,508.03 | 已终止 |
| 2 | 新型显示器件建设 项目 | 6,399.34 | 633.24 | 633.24 | 已终止 |
| 3 | 电子纸模组产品生 产线项目 | 4,624.19 | 10,976.81 | 2,770.09 | 进行中 |
| 4 | 研发中心建设项目 | 4,093.16 | 4,093.16 | 1,007.69 | 拟终止 |
| 5 | 补充流动资金 | 6,000.00 | 6,000.00 | 6,000.00 | 已完成 |
| 6 | 深圳产业基地 | 19,683.73 | 40,924.46 | 21,273.68 | 进行中 |
| 合计 | 69,383.11 | 72,135.70 | 41,192.74 |
Note: The "Adjusted Amount of Raised Funds to be Invested" for the "Ganzhou Production Base Project for Touch Display Modules" and the "New Display Device Construction Project" is calculated based on the cumulative investment amount at the time of project termination. The "Adjusted Amount of Raised Funds to be Invested" for the "Electronic Paper Module Production Line Project" is calculated based on the original committed investment amount plus the remaining raised funds (including relevant interest income and wealth management income after deducting fees) corresponding to the termination of the "New Display Device Construction Project." The "Adjusted Amount of Raised Funds to be Invested" for the "Shenzhen Industrial Base Project" is calculated based on the original committed investment amount plus the remaining raised funds (including relevant interest income and wealth management income after deducting fees) corresponding to the termination of the "Ganzhou Production Base Project for Touch Display Modules."