300900SZSE

CATIC Securities Co., Ltd. Continuous Supervision Tracking Report for Guanglian Aviation Industry Co., Ltd. for 2025

✨ AI Summary

This report outlines the continuous supervision activities conducted by CATIC Securities for Guanglian Aviation in 2025. Key findings include 12 inspections of fundraising accounts and the identification of performance declines due to various factors. The report emphasizes compliance with relevant laws and the protection of investor interests. Additionally, it notes the temporary delegation of responsibilities due to the chairman's investigation.

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Full Translation

AI Translation· azure_openai

I. Overview of Sponsorship Work

ProjectWork Content
  1. Company Information Disclosure Review | (1) Timely review of company information disclosure documents: Yes (2) Number of times documents were not reviewed in time: 0 times
  2. Supervision of Company’s Establishment and Execution of Regulations | (1) Supervised the establishment of regulations: Yes (2) Company effectively executed relevant regulations: Yes
  3. Supervision of Fundraising | (1) Number of inquiries into the company’s fundraising special account: 12 times (2) Consistency of fundraising project progress with disclosure documents: Yes
  4. Company Governance Supervision | (1) Attendance at shareholder meetings: 0 times (2) Attendance at board meetings: 0 times (3) Attendance at supervisory board meetings: 0 times
  5. On-site Inspection | (1) Number of on-site inspections: Regular on-site inspection 1 time, fundraising on-site inspection 1 time (2) Were inspection reports submitted according to regulations: Yes (3) Main issues found during inspections and rectification: The company’s performance declined during the reporting period due to multiple factors including industry cycles, revenue structure, cost expenses, and asset impairment. The sponsor has urged the company to strictly disclose relevant risks in accordance with the Company Law, Securities Law, and other regulations to protect investor interests.
  6. Special Opinions Issued | (1) Number of special opinions issued: 5 times (2) Issues and conclusions related to non-consent opinions: Not applicable
  7. Reporting to the Exchange (excluding on-site inspection reports) | (1) Number of reports to the exchange: 0 times (2) Main content of reported matters: Not applicable (3) Progress or rectifica

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