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Wuxi DKEM Electronic Materials Co., Ltd.
2026 Plan for Issuance of Shares to Specific Targets
(Revised Draft)
July 2026
Issuer Statement
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The Company and all members of the Board of Directors guarantee that the contents of this plan are true, accurate, and complete, and confirm that there are no false records, misleading statements, or major omissions, and assume individual and joint legal liability for the truthfulness, accuracy, completeness, and timeliness of its contents.
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This plan is prepared in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, the Administrative Measures for the Registration of Securities Issuance by Listed Companies, and other requirements.
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After the completion of this issuance of shares to specific targets, the Company is responsible for changes in its operations and earnings; investors are responsible for investment risks arising from this issuance.
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This plan is the Board of Directors' explanation of the matters concerning this issuance of shares to specific targets; any statements to the contrary are untrue.
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Investors with any questions should consult their stockbroker, lawyer, professional accountant, or other professional advisor.
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The matters stated in this plan do not represent a substantive judgment, confirmation, approval, or verification by the approval authorities regarding the matters related to this issuance. The effectiveness and completion of the matters related to this issuance are subject to the approval of the relevant regulatory authorities.
Important Notice
The terms or abbreviations used in this section have the same meaning as those defined in the "Definitions" section of this plan.
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The matters related to this issuance of shares to specific targets have been deliberated and approved at the 19th meeting of the 3rd Board of Directors, the 2nd Extraordinary General Meeting of 2026, and the 21st meeting of the 3rd Board of Directors. It is still subject to review and approval by the Shenzhen Stock Exchange and the registration decision by the CSRC before it can be implemented.
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The number of target subscribers for this issuance shall not exceed 35 (inclusive), including securities investment fund management companies, securities companies, insurance institutional investors, trust companies, finance companies, qualified foreign institutional investors, and other legal entities, natural persons, or other qualified investors that meet the requirements of the CSRC. Securities investment fund management companies, securities companies, qualified foreign institutional investors, and RMB qualified foreign institutional investors subscribing with two or more products under their management shall be regarded as one target subscriber; trust companies acting as target subscribers may only subscribe with their own funds.
The final target subscribers shall be determined by the Board of Directors, based on the authorization of the General Meeting of Shareholders, after the issuance has been reviewed and approved by the Shenzhen Stock Exchange and the registration has been agreed to by the CSRC, in accordance with the relevant regulations of the CSRC and the Shenzhen Stock Exchange, and through consultation with the sponsor (lead underwriter) based on the subscription quotation. If there are new national laws or regulations regarding the specific targets of this issuance, the Company will make adjustments in accordance with the new regulations.
All target subscribers for this issuance of shares to specific targets shall subscribe for the shares in cash at the same price.
- The total amount of funds raised by the Company through this issuance of shares to specific targets shall not exceed 2,760.00 million RMB, subject to the registration approval document from the CSRC regarding this issuance. After deducting issuance expenses, the raised funds will be used for the following projects: