Guotai Junan Securities Co., Ltd. on Yuhua Tian Environmental Development Group Co., Ltd.'s Issuance Sponsorship Letter for Convertible Bonds to Unspecified Investors
Guotai Junan Securities Co., Ltd. (hereinafter referred to as "the Sponsor" or "Guotai Junan") accepts the entrustment of Yuhua Tian Environmental Development Group Co., Ltd. (hereinafter referred to as "the Issuer" or "the Company" or "Yuhua Tian") to act as the sponsor for the issuance of convertible bonds to unspecified investors (hereinafter referred to as "this Project"). Dai Shuifeng and Zhang Guiyang are designated as the specific responsible sponsoring representatives. This letter is hereby issued to the Shenzhen Stock Exchange (hereinafter referred to as "SZSE") as the issuance sponsorship letter for this Project. The Sponsor and the designated sponsoring representatives, in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, and other relevant laws and regulations, as well as the regulations of the China Securities Regulatory Commission and the SZSE, act with honesty and integrity, diligence and responsibility, and strictly follow the business rules, industry practices, and ethical standards established by law to issue this sponsorship letter, ensuring the authenticity, accuracy, and completeness of the documents provided. Unless otherwise specified, the relevant terms in this sponsorship letter have the same meaning as those in the "Prospectus for the Issuance of Convertible Bonds to Unspecified Investors by Yuhua Tian Environmental Development Group Co., Ltd."
Table of Contents
- Basic Information on the Securities Issuance
- Name of the Sponsor
- Designated Sponsoring Representatives
- Designated Project Coordinators and Other Team Members
- Type of Securities Issued by the Sponsored Issuer
- Basic Information on the Sponsored Issuer
- Verification of the Relationship between the Sponsor and the Issuer
- Internal Review Procedures and Opinions of the Sponsor
- Commitments of the Sponsor
- General Commitments of the Sponsor for this Issuance
- Itemized Commitments of the Sponsor for this Issuance
- Recommendations on the Securities Issuance
- Conclusion of the Sponsor on the Securities Issuance
- Decision-Making Procedures of the Issuer for this Securities Issuance
- Compliance of this Securities Issuance with the Conditions of the Securities Law
- Compliance of this Securities Issuance with the Conditions of the Registration Management Measures for Securities Issuance by Listed Companies
- Relevant Risks of the Company
- Explanation and Verification Opinions on the Engagement of Third Parties in Investment Banking Services
- Brief Evaluation of the Issuer's Development Prospects