Declaration
Great Wall Securities Co., Ltd. (hereinafter referred to as "this Sponsor," "the Sponsor," or "Great Wall Securities") has been entrusted by Zhejiang Tailin Bioengineering Co., Ltd. (hereinafter referred to as "Tailin Bio," "the Company," or "the Issuer") to act as the sponsor for its issuance of convertible corporate bonds to unspecified targets.
This Sponsor and the designated sponsor representatives have acted in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, the Measures for the Administration of Securities Issuance and Listing Sponsorship Business, the Measures for the Administration of Registration of Securities Issuance by Listed Companies, the Rules Governing the Listing of Stocks on the ChiNext Market of the Shenzhen Stock Exchange, and other relevant laws, administrative regulations, and the provisions of the China Securities Regulatory Commission and the Shenzhen Stock Exchange. We have acted with honesty, trustworthiness, and due diligence, and have issued this Issuance Sponsorship Letter in strict accordance with the business rules, industry practice standards, and ethical codes formulated in accordance with the law, and we guarantee that the documents issued are true, accurate, and complete.
Unless otherwise indicated in the text, the definitions of terms used in this Issuance Sponsorship Letter are consistent with those in the "Zhejiang Tailin Bioengineering Co., Ltd. Prospectus for the Issuance of Convertible Corporate Bonds to Unspecified Targets."
Table of Contents
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Declaration 1
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Table of Contents 2
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Section I Basic Information on the Securities Issuance 3
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I. Name of the Sponsor for the Securities Issuance 3
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II. Basic Information on Personnel Designated by the Sponsor 3
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III. Basic Information on the Issuer 4
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IV. Explanation of the Affiliation between the Sponsor and the Issuer 4
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V. Internal Review Procedures and Opinions of the Sponsor 5
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Section II Sponsor's Commitments 7
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Section III Recommendation Opinions on the Securities Issuance 8
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I. Sponsor's Recommendation Conclusion on the Securities Issuance 8
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II. Decision-making Procedures for the Issuer's Securities Issuance 8
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III. Judgment on Whether the Securities Issuance Meets the Conditions for Issuance 9
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IV. Changes in the Use of Proceeds from Previous Issuances Over Five Years Ago 25
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V. Verification of Third-Party Intermediaries Engaged by the Sponsor and the Issuer 26
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VI. Major Risks Faced by the Issuer 27
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VII. Brief Evaluation of the Issuer's Development Prospects 36
Section I Basic Information on the Securities Issuance
I. Name of the Sponsor for the Securities Issuance
Great Wall Securities Co., Ltd.
II. Basic Information on Personnel Designated by the Sponsor
(I) Sponsor Representatives
This Sponsor has designated Mr. Yan Shaodong and Mr. Bai Yimin to serve as the sponsor representatives for the issuance of convertible corporate bonds to unspecified targets by Zhejiang Tailin Bioengineering Co., Ltd. (hereinafter referred to as "the Issuance").
Mr. Yan Shaodong: Deputy General Manager of the Investment Banking Division of Great Wall Securities, sponsor representative. Mr. Yan Shaodong has been responsible for or participated in the completion of IPO projects such as Newtop, Fenda Technology, and Mind Electronics; private placement projects such as Nanfang Black Sesame and Mind Electronics; the Tailin Bio convertible bond project; and major asset restructuring projects such as Quantong Education and Mind Electronics. Mr. Yan Shaodong strictly complies with the "Measures for the Administration of Securities Issuance and Listing Sponsorship Business" and other relevant regulations in the practice of sponsorship business, and has a good professional record.