Guotai Haitong Securities Co., Ltd.
Regarding Jiangsu Jiuwu Hi-Tech Co., Ltd.
Issuance Sponsorship Letter for Convertible Corporate Bonds to Unspecified Qualified Investors
Jiangsu Jiuwu Hi-Tech Co., Ltd. intends to apply for the issuance of 300 million RMB in convertible corporate bonds to unspecified qualified investors and their listing on the ChiNext market, and has engaged Guotai Haitong Securities Co., Ltd. as the sponsor for this securities issuance.
In accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, the Administrative Measures for the Registration of Securities Issuance by Listed Companies, the Administrative Measures for the Sponsorship of Securities Issuance and Listing, and other relevant laws, regulations, and the provisions of the China Securities Regulatory Commission and the Shenzhen Stock Exchange, the sponsor and its designated representatives have acted with honesty, trustworthiness, and due diligence, strictly following legally formulated business rules, industry practice standards, and ethical codes to issue this sponsorship letter, and guarantee the authenticity, accuracy, and completeness of this sponsorship letter.
(Unless otherwise specified in this sponsorship letter, relevant terms have the same meanings as those in the Prospectus for the Issuance of Convertible Corporate Bonds to Unspecified Qualified Investors by Jiangsu Jiuwu Hi-Tech Co., Ltd. In this sponsorship letter, some totals may differ from the sum of their constituent parts due to rounding, or some percentage indicators may differ from results calculated directly from related values due to rounding.)
Table of Contents
Definitions
I. General Terms
| Term | Definition |
|---|---|
| Jiuwu Hi-Tech, Company, Issuer | Jiangsu Jiuwu Hi-Tech Co., Ltd. |
| This Issuance, This Issuance to Unspecified Qualified Investors, This Convertible Bond Issuance | The act of Jiangsu Jiuwu Hi-Tech Co., Ltd. issuing convertible corporate bonds to unspecified qualified investors |
| This Sponsorship Letter | Guotai Haitong Securities Co., Ltd.'s Issuance Sponsorship Letter Regarding Jiangsu Jiuwu Hi-Tech Co., Ltd.'s Issuance of Convertible Corporate Bonds to Unspecified Qualified Investors |
| CSRC, Commission | China Securities Regulatory Commission |
| SZSE | Shenzhen Stock Exchange |
| Company Law | Company Law of the People's Republic of China |
| Securities Law | Securities Law of the People's Republic of China |
| Registration Measures | Administrative Measures for the Registration of Securities Issuance by Listed Companies |
| Sponsorship Measures | Administrative Measures for the Sponsorship of Securities Issuance and Listing |
| Listing Rules | Rules Governing the Listing of Stocks on the ChiNext Market of the Shenzhen Stock Exchange |
| Shareholders' Meeting | Shareholders' Meeting of Jiangsu Jiuwu Hi-Tech Co., Ltd. |
| Board of Directors | Board of Directors of Jiangsu Jiuwu Hi-Tech Co., Ltd. |
| Board of Supervisors | Board of Supervisors of Jiangsu Jiuwu Hi-Tech Co., Ltd. |
| Guotai Haitong, Sponsor | Guotai Haitong Securities Co., Ltd. |
| Jingtian & Gongcheng, Issuer's Counsel | Beijing Jingtian & Gongcheng Law Firm |
| Zhonghui, Issuer's Auditor | Zhonghui Certified Public Accountants (Special General Partnership) |
| Rating Agency | Shanghai Brilliance Credit Rating & Investors Service Co., Ltd. |
| Dehui Group | Shanghai Dehui Group Co., Ltd. |
| Reporting Period | January 1, 2023 to December 31, 2025 |
II. Technical Terms