Guotai Haitong Securities Co., Ltd.
Issuance Sponsorship Report for Jiangsu Jiugao Technology Co., Ltd.'s Issuance of Convertible Bonds to Unspecified Targets
Jiangsu Jiugao Technology Co., Ltd. plans to apply for the issuance of convertible corporate bonds to unspecified targets not exceeding RMB 30,000.00 million and to list them on the ChiNext market, and has appointed Guotai Haitong Securities Co., Ltd. as the sponsor for this securities issuance.
In accordance with the "Company Law of the People's Republic of China," the "Securities Law of the People's Republic of China," the "Administrative Measures for the Registration of Securities Issuances by Listed Companies," and the "Administrative Measures for Securities Issuance and Underwriting Sponsorship Business," as well as relevant laws, regulations, and regulations of the China Securities Regulatory Commission and the Shenzhen Stock Exchange, the sponsor and its sponsored representatives shall be honest and trustworthy, diligently perform their duties, and strictly follow the legally formulated business rules, industry practice norms, and ethical standards to issue this issuance sponsorship report, and guarantee the authenticity, accuracy, and completeness of this issuance sponsorship report.
(Unless otherwise specified in this issuance sponsorship report, the terms used herein have the same meaning as in the "Prospectus for the Issuance of Convertible Corporate Bonds to Unspecified Targets by Jiangsu Jiugao Technology Co., Ltd. (Draft for Registration)". In this issuance sponsorship report, there may be discrepancies in the last digit between the sum of partial sums and the sum of each item, or discrepancies in the last digit between the calculation results of some proportion indicators and the relevant numerical values. These discrepancies are caused by rounding.)
Table of Contents
Explanations
I. General Terms 3 II. Professional Terms 3
Chapter 1 Basic Information of This Securities Issuance 5
I. Sponsor Name 5 II. Information on Designated Sponsors' Representatives 5 III. Information on Designated Project Assistants and Other Project Team Members 5 IV. Type of Issuer's Securities Issuance 6 V. Issuer Basic Information 6 VI. Verification of Sponsor-Issuer Relationship 13 VII. Sponsor's Internal Review Procedures and Review Opinions 14
Chapter 2 Sponsor's Commitment Matters 17
I. General Commitment of the Sponsor for This Issuance 17 II. Specific Commitments of the Sponsor for This Issuance 17
Chapter 3 Recommendation Opinion on This Issuance 19
I. Sponsor's Conclusion on the Recommendation of This Securities Issuance 19 II. Decision-Making Procedures Undertaken by the Issuer for This Securities Issuance 19 III. Compliance of This Issuance with Relevant Regulations of the "Securities Law" for Issuance of Convertible Bonds to Unspecified Targets 20 IV. Compliance of This Issuance with Relevant Regulations of the "Registration Measures" for Issuance of Convertible Bonds to Unspecified Targets 22 V. Compliance of This Issuance with Relevant Regulations of the "Registration Measures" for the Underwriting of Convertible Bond Issuances 27 VI. The Company is Not Among the Scope of Enterprises Requiring Punishment as Stipulated in the "Memorandum of Understanding on Jointly Punishing Dishonest Judgment Debtors" and the "Memorandum of Understanding on Jointly Punishing Customs Dishonest Enterprises," and is Not a Generally Dishonest Enterprise or a Customs Dishonest Enterprise 33 VII. Main Risks Faced by the Issuer 33 VIII. Evaluation of the Issuer's Development Prospects 42 IX. Verification Opinion on the Engagement of Third Parties by Investment Banks for Business Activities 55
Explanations
In this Prospectus, unless the context otherwise requires, the following terms have the meanings set forth below: