300620SZSE

CITIC Securities Co., Ltd. on the 2025 Annual Tracking Report of Zhuhai Guangku Technology Co., Ltd.

✨ AI Summary

This report outlines the sponsorship activities conducted by CITIC Securities for Zhuhai Guangku Technology in 2025. Key activities included 12 reviews of fundraising accounts and one on-site inspection. No significant issues were found in information disclosure, internal systems, or fundraising management. The report confirms compliance with regulations and effective execution of internal controls.

Summary generated by AI · Always verify with source document

Full Translation

AI Translation· azure_openai

Overview of Sponsorship Work

Project Content

  1. Company Information Disclosure Review

    • (1) Timely review of company information disclosure documents: Yes
    • (2) Number of instances of untimely review: None
  2. Supervision of the establishment and effective execution of regulations

    • (1) Supervised the establishment of regulations: Yes
    • (2) Company effectively executed relevant regulations: Yes, the issuer effectively executed relevant regulations.
  3. Fundraising Supervision

    • (1) Number of inquiries into the company's fundraising special account: 12 times
    • (2) Consistency of fundraising project progress with information disclosure documents: Yes
  4. Company Governance Supervision

    • (1) Number of shareholder meetings attended: 0 times
    • (2) Number of board meetings attended: 0 times
    • (3) Number of supervisory board meetings attended: 0 times
  5. On-site Inspection

    • (1) Number of on-site inspections: 1 time
    • (2) Was the on-site inspection report submitted according to Shenzhen Stock Exchange regulations: Yes
    • (3) Major issues found during the on-site inspection and rectification status: None
  6. Issuance of Special Opinions

    • (1) Number of special opinions issued: 8 times
    • (2) Issues and conclusions related to non-consent opinions: None
  7. Reporting to Shenzhen Stock Exchange (excluding on-site inspection reports)

    • (1) Number of reports to Shenzhen Stock Exchange: None
    • (2) Main content of reported matters: Not applicable
    • (3) Progress or rectification status of reported matters: Not applicable
  8. Fulfillment of Attention Responsibilities

    • (1) Are there any matters requiring attention: No
    • (2) Main content of attention matters: Not applicable
    • (3) Progress or rectification status of attention matters: Not applicable
  9. Compliance of Sponsorship Work Records and Storage: Yes

  10. Training for Listed Companies

    • (1) Number of training sessions: 1 time
    • (2) Training date: December 30, 2025
    • (3) Main content of training: The training focused on related party transactions, insider information management, and regulations regarding the reduction of holdings by directors and senior executives, along with requirements from the Shenzhen Stock Exchange's rules.
  11. Other Sponsorship Work Situations: None

Issues Found by the Sponsor and Measures Taken

Issues and Measures

  1. Information Disclosure
    • The sponsor reviewed the company's information disclosure documents, investor relations registration forms, information disclosed on the Shenzhen Stock Exchange's interactive platform, major information transmission disclosure process documents, insider information management, and related person registration management, information disclosure management system, and the internal control audit report for 2025. No significant issues were found in information disclosure.

Sign in to read the full translation

Free accounts get 10 full releases per month. Pro subscribers get unlimited access.