300560SZSE

Independent Financial Advisor Report on China Galaxy Securities Co., Ltd. Regarding Zhongfu Tong Group Co., Ltd.'s 2026 Restricted Stock Incentive Plan (Draft)

Zhongfutong Co., Ltd.··23 pages

✨ AI Summary

This report outlines the independent financial advisory opinion on the 2026 restricted stock incentive plan proposed by Zhongfu Tong Group Co., Ltd. The plan aims to issue 9.2 million restricted stocks, representing 4% of the total share capital. The report emphasizes compliance with relevant regulations and the financial implications of the plan.

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Full Translation

AI Translation· azure_openai

1. Definition

In this independent financial advisory report, unless otherwise stated, the following terms are defined as follows:

Definition ItemDefinition Content
Company, listed company, Zhongfu TongZhongfu Tong Group Co., Ltd.
SecuritiesChina Galaxy Securities Co., Ltd.
Board MeetingThe board meeting of Zhongfu Tong Group Co., Ltd.
Shareholder MeetingThe shareholder meeting of Zhongfu Tong Group Co., Ltd.
Restricted Stock Incentive Plan, this incentive planThe 2026 restricted stock incentive plan of Zhongfu Tong Group Co., Ltd.
Incentive ObjectThe object of the incentive plan, which includes employees and other personnel.
Grant DateThe date on which the restricted stocks are granted.
Grant PriceThe price at which the restricted stocks are granted.
EffectiveThe effective conditions of the incentive plan.
Conditions for GrantThe conditions under which the restricted stocks are granted.
CategoryThe category of the restricted stocks.
China Securities CommissionThe China Securities Regulatory Commission.
Shenzhen SecuritiesShenzhen Securities Co., Ltd.
Legal PersonZhongfu Tong Group Co., Ltd.
Yuan, 10,000 YuanRenminbi Yuan, 10,000 Yuan.
Company LawThe Company Law of the People's Republic of China.
Securities LawThe Securities Law of the People's Republic of China.

2. Statement

This independent financial advisory report (the "Report") states the following:

  1. This independent financial advisory report is based on the documents provided by the company, which include the materials submitted to the stock exchange. The incentive plan is based on the independent financial advisory report provided by the company, which relies on all relevant laws and regulations, facts, accuracy, completeness, and does not contain any misleading statements or omissions. The independent financial advisor does not bear any risk of loss arising from this report.

  2. The independent financial advisory report does not express any opinion on whether the company's stock is publicly traded, and does not constitute any investment advice regarding the company's stock. The independent financial advisor does not bear any risk of loss arising from any investment made based on this report.

  3. The independent financial advisory report does not guarantee the accuracy of any information provided by the company or any other entity involved in the preparation of this independent financial advisory report.

  4. The independent financial advisory report is based on the company's compliance with relevant laws and regulations, and the accuracy and completeness of the information provided.

  5. The independent financial advisory report is based on the company's compliance with relevant laws and regulations, and the accuracy and completeness of the information provided.

3. Basic Assumptions

The assumptions established in this independent financial advisory report are based on the following:

  1. The existence of relevant laws and regulations.

  2. The accuracy and completeness of the materials provided by the company.

  3. The company’s compliance with relevant laws and regulations.

  4. The incentive plan does not exist in other obstacles, and all agreements can be effectively approved.

  5. The incentive plan and the various capabilities of the company will be effectively implemented.

  6. Other unforeseen circumstances and uncontrollable factors will not have a significant impact.

4. Main Content of the Incentive Plan

The incentive plan was approved at the company's board meeting held under the new board committee and was approved at the 19th meeting of the board.

  1. The source of the stocks for this incentive plan is the second category of restricted stocks, which are to be issued by the company to the public.

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