Huatai United Securities Co., Ltd. Regarding Nanjing Sanchao Advanced Materials Co., Ltd. 2025 Issuance of A-Shares to Specific Targets and Listing on the ChiNext Market Issuance Sponsorship Letter
Nanjing Sanchao Advanced Materials Co., Ltd. (hereinafter referred to as the "Issuer" or "Sanchao Advanced Materials") is applying for the issuance of A-shares to specific targets and listing on the ChiNext market. In accordance with the Company Law, the Securities Law, the Administrative Measures for the Registration of Securities Issuance by Listed Companies (hereinafter referred to as the "Refinancing Registration Measures"), and other relevant laws and regulations, the Issuer has submitted its application documents. Huatai United Securities Co., Ltd. (hereinafter referred to as "Huatai United Securities" or the "Sponsor") acts as the sponsor for this issuance, with Lu Fuxing and Zhu Hui serving as the designated sponsor representatives.
The Sponsor, Huatai United Securities, and the sponsor representatives, Lu Fuxing and Zhu Hui, hereby undertake that, in accordance with the Company Law, the Securities Law, and other relevant laws, regulations, and the rules of the China Securities Regulatory Commission (CSRC) and the Shenzhen Stock Exchange, they have acted with honesty, integrity, and due diligence. They have strictly followed established business rules, industry practice standards, and professional ethics in issuing this sponsorship letter, and guarantee the truthfulness, accuracy, and completeness of the documents provided.
Section 1 Basic Information on This Securities Issuance
1. Introduction to Sponsor Personnel
1. Sponsor Representatives
The sponsor representatives responsible for this recommendation are Lu Fuxing and Zhu Hui. Their professional background is as follows:
Lu Fuxing, sponsor representative, Master's degree. He has led or participated in IPO projects such as Jiangshun Technology (001400), Wavelength Opto-Electronic (301421), Changling Hydraulic (605389), and Shentong Technology (605228), as well as the Shenyu Shares (300563) convertible bond project. He served as the lead financial advisor for the gratuitous transfer of state-owned equity in Soho Huahong (600981) and as an assistant financial advisor for the Changling Hydraulic share issuance and cash-for-asset acquisition project. He served as the project lead for the recommended listing and private placement of Zhuopin Intelligence (874050) and Fanbo Shares (874482), and has participated in the restructuring and guidance of multiple companies. He has strictly complied with the Administrative Measures for the Sponsorship of Securities Issuance and Listing and has a good professional record. In the last three years, he has not been subject to regulatory measures by the CSRC, nor has he been publicly censured by stock exchanges or subject to disciplinary action by the Securities Association of China.
Zhu Hui, sponsor representative, Master's degree. He served as a sponsor representative for the IPO project of Changguang Huaxin and the convertible bond issuance project of Cehui Shares to unspecified targets. He participated as a project team member in IPO projects such as AMEC, Chipone, and Raytron. He has strictly complied with the Administrative Measures for the Sponsorship of Securities Issuance and Listing and has a good professional record. In the last three years, he has not been subject to regulatory measures by the CSRC, nor has he been publicly censured by stock exchanges or subject to disciplinary action by the Securities Association of China.
2. Project Coordinator
The project coordinator is Gao Yuge, ACCA, Master of Financial Management from Peking University. She has participated as a project team member in IPO projects such as Baijia Niandai, refinancing projects for Yawei Shares and Daqian Ecology, financial advisory projects for Benji Electric, the acquisition of Leyou International and Siyu Industrial by Haidizai, and the H-share listing project of Haidizai.
3. Other Project Team Members
Other project team members participating in this sponsorship work include: Chen Ying, Zhou Mingjie, Qiu Miaosheng, Liu Zixin, and Zong Jiujie.