Shenzhen Stock Exchange:
Suzhou Sunmoon Technology Co., Ltd. (hereinafter referred to as the "Company," "Issuer," or "Sunmoon Technology") received the "Inquiry Letter on the Application of Suzhou Sunmoon Technology Co., Ltd. for Issuing Shares to Specific Objects" (Inquiry Letter (2026) 020069) (hereinafter referred to as the "Inquiry Letter") from your esteemed exchange on July 31, 2026. The Company, together with Southwest Securities Co., Ltd. (hereinafter referred to as "Southwest Securities," "Sponsor," or "Sponsor"), Shanghai Jincheng Law Firm (hereinafter referred to as "Lawyer," "Issuer's Lawyer"), and Lixin Certified Public Accountants (Special General Partnership) (hereinafter referred to as "Accountant"), has conducted thorough research and implementation. Based on the requirements of the Inquiry Letter, supplementary materials have been provided and questions have been answered. We hereby submit this for your review and approval.
Unless otherwise indicated, the abbreviations used in this Reply to the Inquiry Letter have the same meanings as defined in the "Prospectus for Suzhou Sunmoon Technology Co., Ltd.'s Issuance of Shares to Specific Objects" (hereinafter referred to as the "Prospectus").
The font specifications for this Reply to the Inquiry Letter are as follows:
| Inquiry Letter Question | Font (Bold) |
|---|---|
| Questions listed in the Inquiry Letter | Bold (Bold) |
| Reply to the questions listed in the Inquiry Letter | Songti |
| Modifications and supplements to the Prospectus and other application documents | Kaiti (Bold) |
In this Reply to the Inquiry Letter, the sum of totals in some tables may differ slightly from the sum of individual items due to rounding. Unless otherwise specified, the currency involved in this Reply to the Inquiry Letter is RMB.
Table of Contents
Table of Contents 2
Question 1 3
Question 2 21
Other Questions 83
Question 1
The current issuance of shares plans to raise no more than RMB 310 million, and the issuance target is the Company's controlling shareholder, Jiangsu Sunhui. As of December 31, 2025, prior to this issuance, Mr. Lü Shiming and his concerted parties collectively held 32.6895% of the Company's total share capital, representing 0.00% of the voting shares; Jiangsu Sunhui held 16.98% of the shares, making it the controlling shareholder of the listed company. Mr. Lu Yong is the actual controller of the Company. Upon completion of the issuance at the upper limit, Jiangsu Sunhui's shareholding will be 24.73%; Mr. Lü Shiming and his concerted parties will collectively hold 29.64% of the Company's total share capital, with voting shares still representing 0.00% of the total share capital. The former actual controller's shareholding ratio is still higher than the current actual controller's.
Currently, Jiangsu Sunhui holds 54,745,823 shares, of which 27,370,000 shares are pledged, accounting for 49.99% of its holdings and 8.49% of the Company's total share capital. Mr. Lü Shiming and his concerted parties hold 105,407,909 shares, of which 14,340,000 shares are pledged, and 33,096,708 shares are judicially frozen.