300471SZSE

Changjiang Securities Underwriting and Sponsorship Co., Ltd. on the 2025 Annual Continuous Supervision Tracking Report of Houp Clean Energy (Group) Co., Ltd.

Hopu Co., Ltd.·

✨ AI Summary

This report outlines the continuous supervision activities conducted by Changjiang Securities for Houp Clean Energy in 2025. Key activities included monthly reviews of fundraising accounts and compliance with disclosure requirements. Notably, there was a reported freezing of 19.1023 million yuan in fundraising accounts due to litigation, affecting 4.60% of the net fundraising amount.

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Full Translation

AI Translation· azure_openai

Overview of Sponsorship Work

Project Work Content

  1. Company Information Disclosure Review

    • (1) Timely review of company information disclosure documents: Yes
    • (2) Number of instances of untimely review of company information disclosure documents: Not applicable
  2. Supervision of the Company’s Establishment and Effective Implementation of Regulations

    • (1) Supervision of the establishment of regulations (including but not limited to systems to prevent related parties from occupying company resources, fundraising management systems, internal control systems, internal audit systems, related transaction systems): Yes
    • (2) Effective implementation of relevant regulations by the company: Yes
  3. Supervision of Fundraising

    • (1) Number of inquiries into the company's fundraising special account: Once a month
    • (2) Consistency of the company's fundraising project progress with information disclosure documents: Yes
  4. Company Governance Supervision

    • (1) Number of times attended company shareholder meetings: 0 times, reviewed relevant documents in advance
    • (2) Number of times attended company board meetings: 0 times, reviewed relevant documents in advance
  5. On-site Inspection

    • (1) Number of on-site inspections: 1 time
    • (2) Was the on-site inspection report submitted in accordance with the exchange's regulations: Yes
    • (3) Main issues found during the on-site inspection and rectification status: Not applicable
  6. Issuance of Independent Opinions

    • (1) Number of special opinions issued: 9 times
    • (2) Issues and conclusions related to non-consent opinions: Not applicable
  7. Reporting to the Exchange (excluding on-site inspection reports)

    • (1) Number of reports to the exchange: 0 times
    • (2) Main content of reported matters: Not applicable
    • (3) Progress or rectification status of reported matters: Not applicable
  8. Fulfillment of Attention Responsibilities

    • (1) Are there any matters requiring attention: No
    • (2) Main content of attention matters: Not applicable
    • (3) Progress or rectification status of attention matters: Not applicable
  9. Compliance of Sponsorship Business Work Papers and Records: Yes

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