300471SZSE

Report on the 2025 Annual Continuous Supervision On-site Inspection of Houp Clean Energy (Group) Co., Ltd. by Changjiang Securities Underwriting and Sponsorship Co., Ltd.

Hopu Co., Ltd.·

✨ AI Summary

This report outlines the findings from the on-site inspection conducted by Changjiang Securities for Houp Clean Energy for the year 2025. Key areas assessed include corporate governance, internal controls, and information disclosure. The inspection identified a minor issue regarding a frozen asset related to a lawsuit, which constitutes 4.60% of the net fundraising amount. No other violations were found in governance, internal controls, or fundraising usage.

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Full Translation

AI Translation· azure_openai

On-site Inspection Matters

Inspection Opinions

(1) Corporate Governance

ItemYesNoNot Applicable
1. Are the articles of association and corporate governance systems complete and compliant?
2. Are the articles of association and rules of the shareholders' meeting and board of directors effectively executed?
3. Are the records of the shareholders' meeting and board of directors complete, including time, place, attendees, and meeting content?
4. Are the resolutions of the shareholders' meeting and board of directors signed by relevant attendees?
5. Do the directors and senior management fulfill their duties in accordance with relevant laws and regulations?
6. If there are significant changes in directors and senior management, have the corresponding procedures and disclosure obligations been fulfilled?
7. If there are changes in controlling shareholders or actual controllers, have the corresponding procedures and disclosure obligations been fulfilled?
8. Are the company’s personnel, assets, finances, institutions, and business independent?
9. Is there no competition between the company and its controlling shareholders or actual controllers?

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