Verification Opinion of Changjiang Securities on the Fundraising and Usage of Houp Clean Energy (Group) Co., Ltd. for 2025
Changjiang Securities Co., Ltd. (hereinafter referred to as "Changjiang Securities" or "the Sponsor") has conducted a verification of the fundraising and usage of funds by Houp Clean Energy (Group) Co., Ltd. (hereinafter referred to as "Houp" or "the Company") for the year 2025, in accordance with the requirements of relevant laws and regulations, including the "Administrative Measures for the Sponsorship of Securities Issuance and Listing," "Shenzhen Stock Exchange GEM Listing Rules," and "Guidelines for Self-Regulation of Listed Companies No. 2 - Standard Operation of GEM Listed Companies."
1. Basic Situation of Fundraising
(1) Actual Amount Raised and Timing of Fund Arrival
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In 2023, the Company raised funds through a simplified procedure for a specific audience, issuing 18,166,804 shares of ordinary shares (A shares) at a price of RMB 12.11 per share, totaling RMB 219,999,996.44. After deducting issuance costs (excluding tax) of RMB 4,855,686.32, the net amount raised was RMB 215,144,310.12. Changjiang Securities, as the sponsor (lead underwriter), transferred the net funds to the Company's designated account on August 28, 2023. The arrival of these funds was verified by Sichuan Huaxin (Group) CPA Firm (Special General Partnership) in the "Verification Report No. 0054 (2023)."
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For the 2024 fundraising, the Company was approved by the China Securities Regulatory Commission to issue 65,992,875 ordinary shares (A shares) at a price of RMB 26.39 per share, raising a total of RMB 421,694,471.25. After deducting issuance costs of RMB 6,558,526.91 (excluding VAT input tax), the actual net amount raised was RMB 415,135,944.34. Changjiang Securities transferred the net funds to the Company's designated account on September 29, 2025, verified by Sichuan Huaxin (Group) CPA Firm in the "Verification Report No. 0031 (2025)."