300454SZSE

Special Verification Report on the Storage, Management, and Use of Funds Raised by Sangfor Technologies Co., Ltd. for 2025

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This report by CITIC Securities assesses the management and use of funds raised by Sangfor Technologies for 2025. The total amount raised was approximately RMB 2.1 billion, with RMB 1.2 billion from a convertible bond issuance and RMB 888 million from a stock issuance. The report confirms compliance with regulations and outlines the allocation of funds, including the completion of several projects and the permanent allocation of surplus funds to working capital.

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Special Verification Report on the Storage, Management, and Use of Funds Raised by Sangfor Technologies Co., Ltd. for 2025

CITIC Securities Co., Ltd. (hereinafter referred to as "CITIC Securities" or "Sponsor") has conducted a verification of the storage, management, and use of funds raised by Sangfor Technologies Co., Ltd. (hereinafter referred to as "Sangfor" or "Company") in accordance with relevant regulations including the "Administrative Measures for Securities Issuance and Listing Sponsorship," the "Shenzhen Stock Exchange GEM Listing Rules," and the "Self-Regulatory Guidelines for Listed Companies No. 13 - Sponsorship Business." The following verification opinions are presented:

1. Basic Information on the Raised Funds

(1) Actual Amount Raised and Timing of Fund Arrival

  1. In 2020, the Company raised funds through a private placement of 4,801,848 ordinary shares at a price of RMB 185.01 per share, totaling RMB 888,389,898.48. After deducting issuance costs of RMB 7,147,674.73, the net amount raised was RMB 881,242,223.75. The funds were received on November 23, 2020, and verified by Zhitong Accounting Firm (Special General Partnership) with verification report No. Zhitong Yan Zi (2020) No. 441ZC00453.
  2. In 2023, the Company issued 12,147,560 convertible bonds at a face value of RMB 100 each, raising a total of RMB 1,214,756,000.00. After deducting issuance costs of RMB 9,036,166.38, the net amount raised was RMB 1,205,719,833.62. The funds were received on August 2, 2023, and verified by Zhitong Accounting Firm (Special General Partnership) with verification report No. Zhitong Yan Zi [2023] No. 441C000383.

(2) Amount Used in Previous Years, Amount Used in the Reporting Period, and Current Balance

  1. As of December 31, 2025, the total amount used from the funds raised in 2020 was RMB 815,127,179.82, including RMB 745,145,773.89 used in previous years and RMB 69,981,405.93 used in the reporting period. The usage and ending balance of the funds raised in 2020 are as follows:
ItemAmount (RMB)
Total amount raised888,389,898.48
Less: Underwriting fees deducted3,771,466.55
Less: Other issuance costs3,376,208.18
Net amount raised881,242,223.75
Plus: Interest income and investment income after deducting fees44,063,649.25
Plus: Remaining balance of unpaid issuance costs220,310.54
Less: Amount replaced with self-raised funds for pre-invested projects89,111,132.41
Less: Total amount invested from raised funds (excluding prior replacement amounts)726,016,047.41
Less: Permanent replenishment of funds for completed investment projects110,399,003.72
Ending balance of raised funds account0
  1. As of December 31, 2025, the total amount used from the funds raised in 2023 was RMB 901,313,195.02 (excluding issuance costs), including RMB 840,173,639.97 used in previous years and RMB 61,139,555.05 used in the reporting period. The usage and ending balance of the funds raised in 2023 are as follows:
ItemAmount (RMB)
Total amount raised1,214,756,000.00
Less: Underwriting fees deducted5,156,983.02
Actual amount received1,209,599,016.98
Less: Amount replaced with self-raised funds for other issuance costs3,879,183.36
Net amount raised1,205,719,833.62
Less: Amount replaced with self-raised funds for pre-invested projects487,954,203.67
Less: Total amount invested from raised funds (excluding prior replacement amounts)413,358,991.35
Plus: Interest income and investment income after deducting fees24,149,191.00
Ending balance of raised funds account328,555,829.60

2. Storage and Management of Raised Funds

To standardize the management and use of raised funds and protect the interests of investors, the Company has established a "Management System for the Use of Raised Funds," which clearly stipulates the storage, approval, use, management, and supervision of raised funds to ensure their standardized use.

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