Kunlun Tech Company Limited
Overseas Securities Issuance and Listing Confidentiality and Archives Management System
Chapter 1 General Provisions
Article 1 To safeguard national economic security, protect public interests and the interests of Kunlun Tech Company Limited (hereinafter referred to as the "Company"), maintain information security during the Company's overseas securities issuance and listing process, standardize the archives management of the Company and its securities companies and securities service institutions during the Company's overseas securities issuance and listing process, and in accordance with the "Securities Law of the People's Republic of China," "Law of the People's Republic of China on Guarding State Secrets," "Archives Law of the People's Republic of China," "Accounting Law of the People's Republic of China," "Certified Public Accountants Law of the People's Republic of China," "National Security Law of the People's Republic of China," "Trial Measures for the Administration of Overseas Issuance and Listing of Securities by Domestic Enterprises," and "Regulations on Strengthening Confidentiality and Archives Management for Overseas Issuance and Listing of Securities by Domestic Enterprises," and other relevant laws, regulations, and normative documents, as well as the regulatory rules of the Company's stock listing location and the "Articles of Association of Kunlun Tech Company Limited" (hereinafter referred to as the "Articles of Association"), this system is formulated based on the Company's situation.
Article 2 "Overseas issuance and listing" as used in this system refers to the issuance of securities by the Company in countries or regions outside the People's Republic of China (hereinafter referred to as "China") or the listing and trading of its securities overseas. This system applies to the entire process of the Company's overseas issuance and listing, including the preparation, application, review/filing, and listing stages.
Article 3 This system applies to the Company and all its subordinate subsidiaries and branches included in the Company's consolidated financial statements. The Company shall require the domestic and overseas securities companies (hereinafter referred to as "securities companies") and securities service institutions (including but not limited to domestic and overseas law firms, accounting firms, asset appraisal institutions, credit rating agencies, internal control consultants, financial advisors, industry consultants, financial public relations companies, printers, etc., hereinafter collectively referred to as "securities service institutions") engaged by the Company for overseas issuance and listing to comply with the requirements of this system.
Article 4 During the Company's overseas issuance and listing process, the Company and all securities companies and securities service institutions shall strictly implement the provisions and requirements of relevant laws, regulations, and normative documents, enhance their awareness of the legal requirements for guarding state secrets and strengthening archives management, establish and improve confidentiality and archives management systems, and take necessary measures to implement confidentiality and archives management responsibilities. They shall not leak state secrets or work secrets of state organs, nor shall they harm national and public interests.
Article 5 During the Company's overseas issuance and listing process, if the Company provides or discloses documents, materials, and other items to securities companies, securities service institutions, and regulatory authorities, and these items involve state secrets or work secrets of state organs, they shall be reported to the competent department with approval authority in accordance with the law for approval, and filed with the confidential administrative department at the same level before they can be provided or disclosed externally upon approval or at the request of the aforementioned departments (if any).