300418SZSE

Kunlun Wanwei Technology Co., Ltd. Insider Information Reporting System (Draft) (Applicable After H-Share Issuance and Listing)

Kunlun Tech Co., Ltd.··6 pages

✨ AI Summary

This draft system outlines procedures for managing insider information at Kunlun Wanwei Technology Co., Ltd. It defines insider information and individuals, establishes reporting and filing requirements, and details confidentiality obligations and accountability for violations. The system aims to ensure fair information disclosure and compliance with regulations.

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Full Translation

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Chapter 1 General Provisions

Article 1 To regulate the insider information management of Kunlun Wanwei Technology Co., Ltd. (hereinafter referred to as the "Company"), strengthen insider information confidentiality, and maintain the principle of fair information disclosure, this system is formulated in accordance with the "Company Law of the People's Republic of China," the "Securities Law of the People's Republic of China" (hereinafter referred to as the "Securities Law"), the "GEM Listing Rules of the Shenzhen Stock Exchange," the "Guidance on Insider Information Registration Management System for Listed Companies" (No. 5), the "Securities and Futures Ordinance" (Cap. 571 of the Laws of Hong Kong) (hereinafter referred to as the "Securities and Futures Ordinance"), the "Code of Conduct for Persons Licensed by the Securities and Futures Commission" (hereinafter referred to as the "Code of Conduct"), the "Listing Rules" of the Stock Exchange of Hong Kong Limited, and other relevant laws, regulations, securities regulatory rules of the company's stock listing location, and the "Articles of Association of Kunlun Wanwei Technology Co., Ltd." (hereinafter referred to as the "Articles of Association").

Article 2 The Company's Board of Directors is the insider information management body.

Article 3 The Company Secretary is the head of insider information confidentiality, and the Securities Department is responsible for the supervision of insider information and information disclosure.

Article 4 The Company Secretary and the Securities Department are jointly responsible for receiving and consulting with securities regulatory agencies, stock exchanges, securities companies, and news media, as well as shareholders, and providing services.

Article 5 The Securities Department is the sole information disclosure agency of the Company. Without the approval of the Board of Directors, no department or individual shall disclose, report, or transmit any information related to the Company's insider information and information disclosure content to the outside world. Any documents, software (disks), audio (video) tapes, or optical discs for external reporting or transmission that involve insider information and information disclosure content must be reviewed and approved by the Company Secretary (and reported to the Board of Directors for approval depending on the importance) before they can be reported or transmitted externally.

Article 6 The Company's directors, senior management personnel, all departments, and subsidiaries (branches) shall cooperate in the reporting of insider information insiders.

Chapter 2 Scope of Insider Information and Insiders

Article 7 Insider information referred to in this system means non-public information that relates to the Company's operations, finances, or has a significant impact on the market price of the Company's securities, in accordance with the "Securities Law," the "Securities and Futures Ordinance," and the "Code of Conduct," and other relevant regulations. Non-public means that the Company has not yet officially disclosed it in the information disclosure publications or websites designated by the securities regulatory authority of the Company's stock listing location or stipulated in the Articles of Association.

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