Western Securities Co., Ltd.
Regarding
Xi'an Tianhe Defense Technology Co., Ltd.
2024 Annual Issuance of Shares to Specific Targets
Sponsorship Letter
(Registration Draft)
Sponsor (Lead Underwriter)
(Room 10000, Building 8, No. 319 Dongxin Street, Xincheng District, Xi'an City, Shaanxi Province)
Statement
Western Securities Co., Ltd. (hereinafter referred to as "Western Securities," "Sponsor," or "Sponsoring Institution") has accepted the engagement by Xi'an Tianhe Defense Technology Co., Ltd. (hereinafter referred to as "Tianhe Defense," "the Company," or "the Issuer") to act as the sponsor for the Company's issuance of shares to specific targets. Upon accepting the engagement, this Sponsor designated Zhai Xiaodong and Xue Bing as the two sponsoring representatives responsible for the sponsorship work of this issuance.
This Sponsor and the sponsoring representatives have acted in accordance with the "Company Law of the People's Republic of China," the "Securities Law of the People's Republic of China," the "Administrative Measures for the Registration of Securities Issuance by Listed Companies," the "Administrative Measures for the Sponsorship of Securities Issuance and Listing," and the "Content and Format Guidelines for Information Disclosure by Companies Issuing Securities No. 27 — Issuance Sponsorship Letter and Issuance Sponsorship Work Report," as well as other relevant laws, regulations, and the rules of the China Securities Regulatory Commission (hereinafter "CSRC") and the Shenzhen Stock Exchange. We have acted with honesty, integrity, and due diligence, strictly following legally established business rules, industry practice standards, and ethical codes to issue this sponsorship letter, and we guarantee the truthfulness, accuracy, and completeness of this document.
Unless otherwise specified, terms used in this sponsorship letter have the same meanings as those defined in the "Xi'an Tianhe Defense Technology Co., Ltd. 2024 Annual Issuance of Shares to Specific Targets Prospectus."
Table of Contents
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Statement
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Table of Contents
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Section 1: Basic Information of the Securities Issuance
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Section 2: Sponsor's Commitments
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Section 3: Recommendation for the Issuance of Shares to Specific Targets
Section 1: Basic Information of the Securities Issuance
- Sponsor, Sponsoring Representatives, and Project Team Members
(1) Sponsor
(2) Sponsoring Representatives and Project Team Members
This Sponsor has designated Zhai Xiaodong and Xue Bing as the sponsoring representatives for this issuance, and Yang Fan as the project coordinator.
Zhai Xiaodong: Sponsoring representative for this project. Holds sponsoring representative qualification. Has presided over or participated in IPO and underwriting projects such as Zhongxin Tourism, Keming Noodle Industry, Xinleina, Sailong Pharmaceutical, and Guolian Shares. Also responsible for or participated in financial advisory projects such as the acquisitions of Kelin Environmental Protection and Infore Environment. Possesses extensive investment banking experience.
Xue Bing: Sponsoring representative for this project. Holds sponsoring representative qualification. Has participated in or been responsible for IPO projects including Warner Pharmaceutical (688799.SH), Nanxin Pharmaceutical (688189.SH), Aibulu Environmental Protection (301259.SZ), and Jiudian Pharmaceutical (300705.SZ); as well as the "14 Wugang Bonds" (122366), "16 Liantou 01," Founder Technology corporate bonds, Baoti Shares convertible bonds, and NEEQ listing projects for Digital Certification and Jiahe Biotech.
Yang Fan: Project coordinator for this project. Previously responsible for and participated in the Shaanxi Energy (001286.SZ) IPO project; major asset restructuring projects for Jinjia Shares (002191.SZ), Lanfeng Biochemical (002513.SZ), and Shaanxi Jinye (000812.SZ); and refinancing projects for Rainbow Shares (600707.SH) and Qinchuan Machine Tool (000837.SZ). Possesses extensive professional knowledge and industry experience in IPOs, M&A, and refinancing projects.
Project team members include Wei Yao, Yang Xiaojun, Ouyang Tailai, Huang Nana, Wang Jue, Chen Xiangyu, Dong Qi, Xing Ziqian, and Fan Wanjie.
- Basic Information of the Issuer