300397SZSE
🚨 Material Event

Western Securities Co., Ltd. Listing Sponsorship Letter (Registration Draft) for Xi'an Tianhe Defense Technology Co., Ltd.'s 2024 Issuance of Shares to Specific Targets

✨ AI Summary

Western Securities Co., Ltd. has been appointed as the sponsor for Xi'an Tianhe Defense Technology Co., Ltd.'s 2024 issuance of shares to specific targets on the ChiNext market. This document confirms the sponsor's compliance with legal and regulatory requirements in overseeing the issuance process. It provides an overview of the issuer's business operations, core technologies, and research capabilities. The filing serves as a formal registration document for the proposed stock issuance.

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Full Translation

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Western Securities Co., Ltd.

Regarding Xi'an Tianhe Defense Technology Co., Ltd.

2024 Issuance of Shares to Specific Targets

Listing Sponsorship Letter (Revised Draft)

Shenzhen Stock Exchange:

Western Securities Co., Ltd. (hereinafter referred to as "Western Securities," "Sponsor," or "Sponsor Institution") has been entrusted by Xi'an Tianhe Defense Technology Co., Ltd. (hereinafter referred to as "Tianhe Defense," "Issuer," or "Company") to act as the sponsor for the Company's issuance of shares to specific targets on the ChiNext market (hereinafter referred to as "this Issuance"). Western Securities and the designated sponsor representatives Zhai Xiaodong and Xue Bing have, in accordance with the Company Law of the People's Republic of China, the Securities Law of the People's Republic of China, and other relevant laws, regulations, and provisions of the China Securities Regulatory Commission and the Shenzhen Stock Exchange, acted with honesty, trustworthiness, and due diligence. We have strictly followed the legally established business rules and industry self-regulatory standards to issue this Listing Sponsorship Letter, and we guarantee that the documents issued are true, accurate, and complete.

Unless otherwise specified in this Listing Sponsorship Letter, relevant terms have the same meanings as those in the "Xi'an Tianhe Defense Technology Co., Ltd. 2024 Prospectus for the Issuance of Shares to Specific Targets."

I. Overview of the Issuer

(I) Basic Information of the Issuer

Chinese Name: 西安天和防务技术股份有限公司

English Name: Xi'an Tianhe Defense Technology Co., Ltd.

Date of Incorporation: May 8, 2004

Listing Date: September 10, 2014

Listing Venue: Shenzhen Stock Exchange

Stock Abbreviation: Tianhe Defense

Stock Code: 300397.SZ

Legal Representative: He Zenglin

Registered Capital: 517.636745 million RMB

Unified Social Credit Code: 9161013175783164XA

Registered Address: No. 158, West Avenue, High-tech Zone, Xi'an, Shaanxi Province

Office Address: No. 158, West Avenue, High-tech Zone, Xi'an, Shaanxi Province

Postal Code: 710119

Telephone: 029-88454533

Fax: 029-88452228

Company Website: http://www.thtw.com.cn

(II) Main Business

The Company's main business includes military equipment, communication electronics, and new-generation integrated electronic information (Tianrong Project).

(III) Core Technologies and R&D of the Issuer

  1. Core Technologies

The Company adheres to high-quality development driven by independent innovation, continuously exploring and experimenting with cutting-edge technologies, and promoting technological innovation and product upgrades. It is committed to transforming innovative achievements into actual productivity and has successfully achieved a series of R&D results and key breakthroughs in core technologies.

The main core technologies for the Issuer's military equipment product entities, such as Tianhe Defense and Tianwei Electronics, are as follows:

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