Stock Code: 300214 Stock Abbreviation: Rike Chemical Listing Venue: Shenzhen Stock Exchange
Shandong Rike Chemical Co., Ltd.
Summary of the Pre-plan for Issuing Shares and Paying Cash to Purchase Assets and Raising Supporting Funds and Related Party Transactions
July 2026
| Transaction Type | Name of Counterparty |
|---|---|
| Issuance of shares and cash payment for asset acquisition | Tan Yejun, CATL, Chuangying New Energy, Wendeng State Investment, Qingmu Investment, and 22 other counterparties |
| Raising of supporting funds | No more than 35 qualified specific investors |
Statement of the Listed Company
The Company and all directors and senior management guarantee that the contents of this pre-plan and its summary are true, accurate, and complete, without false records, misleading statements, or major omissions, and bear individual and joint legal liability for their authenticity, accuracy, and completeness.
The Company's controlling shareholder and its persons acting in concert, directors, and senior management undertake: If this transaction is subject to investigation by judicial authorities or the China Securities Regulatory Commission (CSRC) due to suspected false records, misleading statements, or major omissions in the information provided or disclosed by the individual/enterprise, the individual/enterprise will suspend the transfer of shares held in the Company until the investigation conclusion is clear. Within two trading days of receiving the notice of investigation, the individual/enterprise will submit a written application for suspension of transfer and the stock account to the Company's Board of Directors, and the Board of Directors will apply to the stock exchange and the registration and settlement institution for locking on behalf of the individual/enterprise. If the locking application is not submitted within two trading days, the Company's Board of Directors is authorized to verify and directly report the identity and account information of the individual/enterprise to the stock exchange and the registration and settlement institution to apply for locking. If the Board of Directors fails to report, the stock exchange and the registration and settlement institution are authorized to directly lock the relevant shares. If the investigation concludes that there are violations, the individual/enterprise promises that the locked shares will be voluntarily used for investor compensation arrangements.
As of the signing date of this pre-plan, the audit and appraisal work related to this transaction has not been completed. The relevant data of the target company involved in this pre-plan and its summary have not been audited by an accounting firm or appraised by an asset appraisal institution. All directors and senior management of the Company guarantee the authenticity and rationality of the relevant data cited in this pre-plan and its summary. The audited financial data and appraisal results of the relevant assets will be disclosed in the reorganization report of this transaction.
The matters described in this pre-plan and its summary do not represent a substantive judgment or guarantee by the CSRC or the Shenzhen Stock Exchange regarding the investment value of the securities or the returns to investors, nor do they indicate that the CSRC or the Shenzhen Stock Exchange guarantees the authenticity, accuracy, or completeness of this pre-plan. The effectiveness and completion of the matters related to this transaction described in this pre-plan and its summary are subject to the approval of the shareholders' meeting and the approval of the examination and approval authorities. Any decision or opinion made by the examination and approval authorities regarding the matters related to this transaction does not indicate a substantive judgment or guarantee regarding the value of the Company's shares or the returns to investors.
All shareholders and other public investors are requested to carefully read all information disclosure documents related to this transaction and make prudent investment decisions. The Company will disclose relevant information in a timely manner according to the progress of this transaction and reminds shareholders and other investors to pay attention.