300151SZSE

CITIC Securities Co., Ltd. Report on the 2025 Annual Continuous Supervision On-site Inspection of Changhong Technology Co., Ltd.

✨ AI Summary

This report outlines the findings from the on-site inspection conducted by CITIC Securities for Changhong Technology for the year 2025. Key areas assessed include corporate governance, internal controls, and information disclosure. The inspection confirmed compliance with regulations and the absence of significant issues. No material problems were identified during the review process.

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Full Translation

AI Translation· azure_openai

On-site Inspection Matters

Inspection Opinions

(1) Corporate Governance

Inspection Methods: Reviewed the latest articles of association, rules of the three meetings, and meeting materials; obtained the list of directors, supervisors, and senior management personnel and their changes; reviewed information disclosure documents regarding the controlling shareholder, actual controller, directors, supervisors, and senior management; inspected the company's production and operation sites; interviewed the company's directors and CFO.

  1. Are the articles of association and corporate governance systems complete and compliant? √
  2. Are the articles of association and three meeting rules effectively executed? √
  3. Are the meeting records complete, including time, place, attendees, and meeting content, and are the meeting materials preserved intact? √
  4. Are the resolutions of the three meetings signed and confirmed by relevant attendees? √
  5. Do the directors, supervisors, and senior management perform their duties in accordance with relevant laws, regulations, and Shenzhen Stock Exchange rules? √
  6. If there are significant changes in directors, supervisors, or senior management, have the corresponding procedures and disclosure obligations been fulfilled? √
  7. If there are changes in the controlling shareholder or actual controller, have the corresponding procedures and disclosure obligations been fulfilled? √
  8. Are the company's personnel, assets, finances, institutions, and operations independent? √
  9. Is there no competition between the company and its controlling shareholder or actual controller? √

(2) Internal Control

Inspection Methods: Reviewed the latest articles of association and related systems regarding internal audit, risk investment, entrusted financial management, and hedging; obtained the list of internal auditors and audit committee members; reviewed the internal audit department's work plan or reports; examined the 2025 internal control self-assessment report and internal control audit report; interviewed senior management.

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