Company Statement
The Company and all members of the Board of Directors guarantee that this plan contains no false records, misleading statements, or significant omissions, and they shall bear individual and joint legal responsibility for the truthfulness, accuracy, and completeness of this plan.
This plan is compiled in accordance with the requirements of laws and regulations such as the "Company Law of the People's Republic of China," the "Securities Law of the People's Republic of China," and the "Administrative Measures for the Registration of Issuance of Equity by Listed Companies," as well as departmental rules and normative documents.
After the completion of this issuance of shares to specific objects, the changes in the Company's operations and profits shall be the Company's own responsibility; any investment risks arising from this issuance of shares to specific objects shall be borne by the investors.
This plan is a statement by the Board of Directors regarding this issuance of shares to specific objects, and any contrary statement shall be a false statement.
If this plan involves investment benefits or performance forecasts, it does not constitute a commitment by the Company to any investor or related party. Investors and related parties should understand the difference between plans, forecasts, and commitments and pay attention to investment risks.
Investors with any questions should consult their own stockbroker, lawyer, professional accountant, or other professional advisor.
The matters described in this plan do not represent the substantive judgment, confirmation, approval, or approval of the matter of issuing shares to specific objects by the approval authorities. The effectiveness and completion of the matter of issuing shares to specific objects described in this plan are subject to approval or registration by the relevant approval authorities.
Important Notes
The terms or abbreviations used in this section have the same meaning as those in the "Definitions" section of this plan.
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The matters related to this issuance of shares to specific objects have been reviewed and approved by the second meeting of the seventh Board of Directors in 2026. The issuance plan still needs to be approved by the Company's shareholders' meeting, reviewed and approved by the Shenzhen Stock Exchange, and registered with the China Securities Regulatory Commission before it can be implemented. The final issuance plan shall be subject to the plan registered with the China Securities Regulatory Commission.
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The number of issuers in this issuance of shares to specific objects shall not exceed 35 (inclusive). The eligible issuers include qualified fund management companies, securities companies, trust companies, financial companies, insurance institutional investors, qualified foreign institutional investors, RMB qualified foreign institutional investors, and other legal persons, natural persons, or other institutional investors that meet the legal requirements. Among them, fund management companies, securities companies, wealth management companies, insurance companies, qualified foreign institutional investors, and RMB qualified foreign institutional investors that subscribe with more than two products under their management are considered one issuer. Trust companies, as issuers, can only subscribe with their own funds.
The final issuers will be determined by the Company's Board of Directors, based on the authorization of the shareholders' meeting, after the issuance application is reviewed and approved by the Shenzhen Stock Exchange and registered with the China Securities Regulatory Commission. The determination will be made in accordance with the relevant regulations of the China Securities Regulatory Commission and the Shenzhen Stock Exchange, in consultation with the sponsor (lead underwriter) of this issuance based on the bidding results. If there are new regulations regarding issuers for the issuance of shares to specific objects in relevant laws, administrative regulations, rules and regulations of the China Securities Regulatory Commission, and relevant rules and regulations of the Shenzhen Stock Exchange, the Company will adjust accordingly.