I. Responsibilities of Zhengzhou Huajing Diamond's Board
The board of directors of Zhengzhou Huajing Diamond Co., Ltd. (hereinafter referred to as "Huajing Diamond," "the issuer," or "the company") is responsible for preparing the special report on the storage and actual use of raised funds in accordance with relevant regulations, including the "Guidelines for the Supervision of Listed Companies No. 2 - Regulatory Requirements for the Management and Use of Raised Funds," "Shenzhen Stock Exchange GEM Listing Rules," and "Self-Regulatory Guidelines No. 2 for Listed Companies on the Shenzhen Stock Exchange - Standardized Operations of GEM Listed Companies." This responsibility includes designing, executing, and maintaining internal controls related to the preparation of the special report, ensuring that the report does not contain false records, misleading statements, or significant omissions, and providing true, accurate, and complete relevant materials.
II. Northeast Securities' Verification Opinion
Northeast Securities Co., Ltd. (hereinafter referred to as "Northeast Securities" or "the sponsor") acted as the sponsor for Huajing Diamond's non-public offering of shares in 2015. According to relevant regulations, Northeast Securities conducted a verification of the storage and use of raised funds for 2021 and issued the following opinions:
(1) Basic Situation of Raised Funds
With the approval of the China Securities Regulatory Commission (CSRC) document [2016] No. 1055, the company, under the lead underwriter Northeast Securities, issued 527,356,321 shares of RMB ordinary shares to specific investors at a price of RMB 8.70 per share. The total amount raised was RMB 4,587,999,992.70, with a remaining balance of RMB 4,570,999,992.70 after deducting unpaid underwriting and sponsorship fees of RMB 17,000,000.00, which was transferred to the company's special account for raised funds on October 21, 2016. After deducting intermediary fees and other issuance costs of RMB 3,505,558.75, the net amount of raised funds was RMB 4,567,494,433.95. The arrival of the raised funds has been verified by Asia-Pacific (Group) CPA Firm (Special General Partnership), which issued verification report No. A Verification [2016] 0214.