Sino-Dragon Co., Ltd. Project for Issuance of Convertible Bonds to Unspecified Objects Continuing Supervision and Tracking Report
Sponsor Name: China Merchants Securities Co., Ltd. Sponsored Company Abbreviation: Dinglong Holdings Sponsor Representative Name: Li Sha Contact Number: 0755-8294 3666 Sponsor Representative Name: Liu Zhi Contact Number: 0755-8294 3666
I. Overview of Sponsorship Work
| Item | Work Content |
|---|---|
| 1. Review of Company Information Disclosure | |
| (1) Whether the company's information disclosure documents were reviewed in a timely manner | Yes |
| (2) Number of times company information disclosure documents were not reviewed in a timely manner | 0 times |
| 2. Supervision of the Company's Establishment and Effective Implementation of Rules and Regulations | |
| (1) Whether the company was supervised to establish and improve rules and regulations (including but not limited to the system for preventing related parties from occupying company resources, the fundraising management system, internal control system, internal audit system, and related party transaction system) | Yes |
| (2) Whether the company effectively implemented relevant rules and regulations | Yes |
| 3. Supervision of Fundraising | |
| (1) Number of times the company's special account for fundraising was checked | On-site inspection of the special account for fundraising was conducted twice, and bank statements were collected once a month. |
| (2) Whether the progress of the company's fundraising projects is consistent with the information disclosure documents | Yes |
| 4. Supervision of Corporate Governance | |
| (1) Number of times the company's general meeting of shareholders was attended | 0 times, relevant meeting documents were reviewed before or after the meeting. |
| (2) Number of times the company's board of directors meeting was attended | 1 time, other meetings were reviewed before or after the meeting. |