Stock Abbreviation: Rijiu Optoelectronics
Stock Code: 003015
Jiangsu Rijiu Optoelectronics Jointstock Co., Ltd.
(Registered Address: East side of Jinzhou Highway, South side of Yuanqu Avenue, Zhouzhuang Town, Kunshan City, Jiangsu Province)
2026 Non-Public Offering of A-Shares
Prospectus
(Draft)
Sponsor (Lead Underwriter)
CITIC Securities Company Limited
(North Tower, Excellence Times Plaza (Phase II), No. 8 Central 3rd Road, Futian District, Shenzhen, Guangdong Province)
July 2026
Statement
The Company and all directors and senior management warrant that the prospectus and other information disclosure materials do not contain any false records, misleading statements, or major omissions, and assume corresponding legal liability for their authenticity, accuracy, and completeness.
The person in charge of the Company, the person in charge of accounting work, and the person in charge of the accounting institution guarantee that the financial and accounting information in the prospectus is true and complete.
Any decision or opinion made by the CSRC or the exchange regarding this issuance does not indicate their guarantee of the authenticity, accuracy, or completeness of the application documents and disclosed information, nor does it constitute a substantive judgment or guarantee of the issuer's profitability, investment value, or investor returns. Any statement to the contrary is a false statement.
According to the Securities Law, after the securities are issued in accordance with the law, the issuer is responsible for changes in its operations and earnings. Investors shall independently judge the investment value of the issuer, make their own investment decisions, and bear the investment risks caused by changes in the issuer's operations and earnings or fluctuations in securities prices after the issuance.
Major Matters Notice
The Company specifically reminds investors to carefully read the full content of this prospectus and pay special attention to the following important matters before making investment decisions.
I. Overview of this Non-Public Offering of A-Shares
(I) Matters related to this non-public offering of shares have been deliberated and approved by the 12th meeting of the 4th Board of Directors and the 2026 1st Extraordinary General Meeting of Shareholders. It is subject to approval by the Shenzhen Stock Exchange and registration with the CSRC before implementation. The final issuance plan shall be subject to the plan registered by the CSRC.
(II) The target subscribers for this issuance are no more than 35 (inclusive) specific entities that meet the requirements of laws and regulations, including securities investment fund management companies, securities companies, trust companies, finance companies, asset management companies, insurance institutional investors, qualified foreign institutional investors (including proprietary accounts or managed investment product accounts of the aforementioned investors), other domestic corporate investors, natural persons, or other qualified investors. Securities investment fund management companies, securities companies, qualified foreign institutional investors, or RMB qualified foreign institutional investors subscribing with two or more products managed by them shall be regarded as one target subscriber; trust companies acting as target subscribers may only subscribe with their own funds.
(III) The pricing benchmark date for this issuance is the first day of the issuance period. The issuance price shall not be lower than 80% of the average trading price of the Company's shares for the 20 trading days preceding the pricing benchmark date. The calculation formula for the aforementioned average price is: Average trading price for the 20 trading days preceding the pricing benchmark date = Total trading volume for the 20 trading days preceding the pricing benchmark date / Total trading volume for the 20 trading days preceding the pricing benchmark date. If the Company's stock experiences ex-rights or ex-dividend events such as dividend distribution, bonus shares, rights issues, or capitalization of capital reserves during these 20 trading days, the trading prices for the days before the adjustment shall be calculated based on the adjusted prices. If the Company undergoes ex-rights or ex-dividend events between the pricing benchmark date and the issuance date, the floor price for this issuance will be adjusted accordingly.